0001213900-18-017518.txt : 20181218
0001213900-18-017518.hdr.sgml : 20181218
20181218172242
ACCESSION NUMBER: 0001213900-18-017518
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181130
FILED AS OF DATE: 20181218
DATE AS OF CHANGE: 20181218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN DANIEL G
CENTRAL INDEX KEY: 0001247745
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38744
FILM NUMBER: 181241384
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fintech Acquisition Corp. III
CENTRAL INDEX KEY: 0001729756
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 820895994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: SUITE 1703
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 2157019555
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: SUITE 1703
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
4/A
1
ownership.xml
X0306
4/A
2018-11-30
2018-12-03
0
0001729756
Fintech Acquisition Corp. III
FTAC
0001247745
COHEN DANIEL G
C/O FINTECH ACQUISITION CORP. III
2929 ARCH STREET, SUITE 1703
PHILADELPHIA
PA
19104
0
1
1
0
Chief Executive Officer
Class B Common Stock
2018-11-30
4
J
0
26667
0.0028
D
Class A Common Stock
26667
1454404
I
By Cohen Sponsor Interests III, LLC
Class B Common Stock
2018-11-30
4
J
0
26667
0.0028
D
Class A Common Stock
26667
1454404
I
By DGC Family FinTech Trust
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
Represents transfers of membership interests to new members of the issuer's sponsors at the original purchase price.
The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by the reporting person.
DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC, a member of each of the issuer's sponsors.
Amended to properly reflect the reporting person's proportionate interest in the shares disposed of by Cohen Sponsor Interests III, LLC and DGC Family FinTech Trust.
/s/ Daniel G. Cohen
2018-12-18