0001716837-19-000136.txt : 20190801
0001716837-19-000136.hdr.sgml : 20190801
20190801204627
ACCESSION NUMBER: 0001716837-19-000136
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190801
FILED AS OF DATE: 20190801
DATE AS OF CHANGE: 20190801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAY STEPHEN H
CENTRAL INDEX KEY: 0001247487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 19994196
MAIL ADDRESS:
STREET 1: 6922 HOLLYWOOD BLVD., 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-08-01
0001428439
ROKU, INC
ROKU
0001247487
KAY STEPHEN H
C/O ROKU, INC.
150 WINCHESTER CIRCLE
LOS GATOS
CA
95032
0
1
0
0
SVP General Counsel, Secretary
Employee Stock Option (Right to Buy)
100.845
2019-08-01
4
A
0
19049
0
A
2029-07-31
Class A Common Stock
19049
19049
D
Restricted Stock Unit
0
2019-08-01
4
A
0
7620
0
A
Class A Common Stock
7620
7620
D
This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 1/4/2022
This Award vests in four equal quarterly installments beginning on the vesting commencement date of 3/1/2022.
/s/ Stephen Kay
2019-08-01