0001062993-23-021154.txt : 20231117
0001062993-23-021154.hdr.sgml : 20231117
20231117182926
ACCESSION NUMBER: 0001062993-23-021154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231115
FILED AS OF DATE: 20231117
DATE AS OF CHANGE: 20231117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAY STEPHEN H
CENTRAL INDEX KEY: 0001247487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 231420344
MAIL ADDRESS:
STREET 1: 6922 HOLLYWOOD BLVD., 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1173 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1701 JUNCTION COURT, SUITE 100
STREET 2: ATTENTION: GENERAL COUNSEL
CITY: SAN JOSE
STATE: CA
ZIP: 95112
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-11-15
0001428439
ROKU, INC
ROKU
0001247487
KAY STEPHEN H
C/O ROKU, INC.
1173 COLEMAN AVE.
SAN JOSE
CA
95110
0
1
0
0
SVP General Counsel, Secretary
1
Class A Common Stock
2023-11-15
4
M
0
6590
0.0
A
85117
D
Class A Common Stock
2023-11-16
4
S
0
3238
89.03
D
81879
D
Class A Common Stock
2023-11-17
4
S
0
1166
89.19
D
80713
D
Restricted Stock Unit
2023-11-15
4
M
0
2152
0.0
D
Class A Common Stock
2152
12907
D
Restricted Stock Unit
2023-11-15
4
M
0
4438
0.0
D
Class A Common Stock
4438
48828
D
These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.
Shares sold pursuant to the reporting person's 10b5-1 plan.
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
/s/ Renee Strandness, attorney-in-fact
2023-11-17