0001209191-17-063578.txt : 20171204
0001209191-17-063578.hdr.sgml : 20171204
20171204164249
ACCESSION NUMBER: 0001209191-17-063578
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171130
FILED AS OF DATE: 20171204
DATE AS OF CHANGE: 20171204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARRISON THOMAS L
CENTRAL INDEX KEY: 0001247340
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36701
FILM NUMBER: 171237549
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 465610118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-30
0
0001611988
Fifth Street Asset Management Inc.
FSAM
0001247340
HARRISON THOMAS L
C/O FSAM
777 W. PUTNAM AVE, 3RD FL.
GREENWICH
CT
06830
1
0
0
0
Class A Common Stock, $0.01 par value per share
2017-11-30
4
M
0
20000
3.28
A
20000
D
Class A Common Stock, $0.01 par value per share
2017-11-30
4
S
0
20000
4.0689
D
0
D
Option (right to buy)
3.28
2017-11-30
4
M
0
20000
0.00
D
2016-06-09
2021-03-14
Class A Common Stock
20000
0
D
This transaction was executed in multiple trades at prices ranging from $4.05 to $4.15; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
/s/ Thomas L. Harrison
2017-12-03