0001140361-15-037189.txt : 20151008 0001140361-15-037189.hdr.sgml : 20151008 20151008161627 ACCESSION NUMBER: 0001140361-15-037189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151006 FILED AS OF DATE: 20151008 DATE AS OF CHANGE: 20151008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Edge Therapeutics, Inc. CENTRAL INDEX KEY: 0001472091 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 264231384 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CONNELL DRIVE STREET 2: SUITE 1600 CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 BUSINESS PHONE: 800-208-3343 MAIL ADDRESS: STREET 1: 200 CONNELL DRIVE STREET 2: SUITE 1600 CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARER SOL J CENTRAL INDEX KEY: 0001247015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37568 FILM NUMBER: 151150982 4 1 doc1.xml FORM 4 X0306 4 2015-10-06 0 0001472091 Edge Therapeutics, Inc. EDGE 0001247015 BARER SOL J 200 CONNELL DRIVE, SUITE 1600 BERKELEY HEIGHTS NJ 07922 1 0 0 0 Common Stock 2015-10-06 4 C 0 350852 A 350852 I By Spouse Common Stock 2015-10-06 4 C 0 83536 A 434388 I By Spouse Common Stock 2015-10-06 4 C 0 48103 A 482491 I By Spouse Common Stock 2015-10-06 4 C 0 105319 A 587810 I By Spouse Common Stock 2015-10-06 4 P 0 45000 11 A 632810 I By Spouse Common Stock 2015-10-06 4 J 0 12735 6.17 A 645545 I By Spouse Series B Convertible Preferred Stock 2015-10-06 4 C 0 480000 0 D Common Stock 350852 0 I By Spouse Series B-1 Convertible Preferred Stock 2015-10-06 4 C 0 114285 0 D Common Stock 83536 0 I By Spouse Series C Convertible Preferred Stock 2015-10-06 4 C 0 65809 0 D Common Stock 48103 0 I By Spouse Series C-2 Convertible Preferred Stock 2015-10-06 4 C 0 144086 0 D Common Stock 105319 0 I By Spouse The convertible preferred stock converted into the Issuer's common stock at a conversion ratio, as adjusted to give effect to the Issuer's 1-for-1.3681 reverse stock split effected on September 21, 2015, of one share of common stock for every 1.3681 shares of preferred stock immediately prior to the closing of the Issuer's initial public offering of common stock, and had no expiration date. These shares are held by Meryl Barer, the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Meryl Barer, the wife of the Reporting Person received a total of 12,735 shares of the Issuer's common stock, which represented a payment-in-kind dividend on 209,895 shares of the Issuer's convertible preferred stock owned at the time of the dividend payment date. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. /s/ Albert N. Marchio II, attorney in fact 2015-10-08