0001140361-15-037189.txt : 20151008
0001140361-15-037189.hdr.sgml : 20151008
20151008161627
ACCESSION NUMBER: 0001140361-15-037189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151006
FILED AS OF DATE: 20151008
DATE AS OF CHANGE: 20151008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Edge Therapeutics, Inc.
CENTRAL INDEX KEY: 0001472091
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 264231384
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CONNELL DRIVE
STREET 2: SUITE 1600
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
BUSINESS PHONE: 800-208-3343
MAIL ADDRESS:
STREET 1: 200 CONNELL DRIVE
STREET 2: SUITE 1600
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARER SOL J
CENTRAL INDEX KEY: 0001247015
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37568
FILM NUMBER: 151150982
4
1
doc1.xml
FORM 4
X0306
4
2015-10-06
0
0001472091
Edge Therapeutics, Inc.
EDGE
0001247015
BARER SOL J
200 CONNELL DRIVE, SUITE 1600
BERKELEY HEIGHTS
NJ
07922
1
0
0
0
Common Stock
2015-10-06
4
C
0
350852
A
350852
I
By Spouse
Common Stock
2015-10-06
4
C
0
83536
A
434388
I
By Spouse
Common Stock
2015-10-06
4
C
0
48103
A
482491
I
By Spouse
Common Stock
2015-10-06
4
C
0
105319
A
587810
I
By Spouse
Common Stock
2015-10-06
4
P
0
45000
11
A
632810
I
By Spouse
Common Stock
2015-10-06
4
J
0
12735
6.17
A
645545
I
By Spouse
Series B Convertible Preferred Stock
2015-10-06
4
C
0
480000
0
D
Common Stock
350852
0
I
By Spouse
Series B-1 Convertible Preferred Stock
2015-10-06
4
C
0
114285
0
D
Common Stock
83536
0
I
By Spouse
Series C Convertible Preferred Stock
2015-10-06
4
C
0
65809
0
D
Common Stock
48103
0
I
By Spouse
Series C-2 Convertible Preferred Stock
2015-10-06
4
C
0
144086
0
D
Common Stock
105319
0
I
By Spouse
The convertible preferred stock converted into the Issuer's common stock at a conversion ratio, as adjusted to give effect to the Issuer's 1-for-1.3681 reverse stock split effected on September 21, 2015, of one share of common stock for every 1.3681 shares of preferred stock immediately prior to the closing of the Issuer's initial public offering of common stock, and had no expiration date.
These shares are held by Meryl Barer, the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Meryl Barer, the wife of the Reporting Person received a total of 12,735 shares of the Issuer's common stock, which represented a payment-in-kind dividend on 209,895 shares of the Issuer's convertible preferred stock owned at the time of the dividend payment date. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
/s/ Albert N. Marchio II, attorney in fact
2015-10-08