X0306 4/A 2015-03-20 2015-03-24 1 0000895422 BOULDER TOTAL RETURN FUND INC BTF 0001247995 EVERGREEN ATLANTIC LLC 2344 SPRUCE STREET SUITE A BOULDER CO 80302 0 0 1 0 0001246903 HOREJSI STEWART R 200 SOUTH SANTA FE SALINA KS 67401 0 0 1 0 0001247999 SUSAN L CICIORA TRUST 1029 WEST 3RD AVENUE, SUITE 400 ANCHORAGE AK 99503 0 0 1 0 0001247997 STEWART WEST INDIES TRUST 2344 SPRUCE STREET SUITE A BOULDER CO 80302 0 0 1 0 Common Stock 2015-03-20 4 S 0 343749 D 0 D Disposed of on March 20, 2015 pursuant to an Agreement and Plan of Reorganization between the Issuer and Boulder Growth & Income Fund, Inc. (BIF) and two affiliated funds in exchange for BIF common stock at a conversion rate of 3.121182 shares of BIF common stock (net asset value $10.73 per share) for each share of Issuers common stock (net asset value $33.50 per share). The manager of Evergreen Atlantic LLC ("Evergreen Atlantic") is Stewart R. Horejsi. The members of Evergreen Atlantic are the Susan L. Ciciora Trust and the Stewart West Indies Trust. Mr. Horejsi may be deemed to control Evergreen Atlantic and may be deemed to possess indirect beneficial ownership of the Shares held by Evergreen Atlantic. Trusts, persons and entities affiliated with Evergreen Atlantic, including the Lola Brown Trust No. 1B, the Ernest Horejsi Trust No. 1B, the Stewart West Indies Trust and the Susan L. Ciciora Trust, owned an aggregate of 5,215,262 Shares of the Issuer prior to the reorganization of the Issuer on March 20, 2015. Stewart R. Horejsi, Manager 2015-03-24 Susan L. Ciciora Trust, Member 2015-03-24 Stewart West Indies Trust, Member 2015-03-24