0001094891-15-000309.txt : 20151019 0001094891-15-000309.hdr.sgml : 20151019 20151019174055 ACCESSION NUMBER: 0001094891-15-000309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151016 FILED AS OF DATE: 20151019 DATE AS OF CHANGE: 20151019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitol Acquisition Corp. III CENTRAL INDEX KEY: 0001648955 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474510443 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 509 7TH STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-654-7060 MAIL ADDRESS: STREET 1: 509 7TH STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capitol Acquisition Management 3 LLC CENTRAL INDEX KEY: 0001655485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37588 FILM NUMBER: 151165061 BUSINESS ADDRESS: STREET 1: 509 7TH STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-654-7060 MAIL ADDRESS: STREET 1: 509 7TH STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EIN MARK CENTRAL INDEX KEY: 0001246840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37588 FILM NUMBER: 151165062 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-10-16 0001648955 Capitol Acquisition Corp. III CLAC 0001246840 EIN MARK C/O CAPITOL ACQUISITION CORP. III 509 7TH STREET, N.W. WASHINGTON DC 20004 1 1 1 0 Chairman and CEO 0001655485 Capitol Acquisition Management 3 LLC C/O CAPITOL ACQUISITION CORP. III 509 7TH STREET, N.W. WASHINGTON DC 20004 0 0 1 0 Common Stock 2015-10-16 4 J 0 375000 D 5936250 I By Capitol Acquisition Management 3 LLC Warrants 11.50 2015-10-16 4 J 0 375000 D Common Stock 375000 5737500 I By Capitol Acquisition Management 3 LLC 375,000 shares were forfeited for no additional consideration in connection with the underwriters' election not to fully exercise the over-allotment option as described in the Issuer's registration statement on Form S-1. Mr. Ein controls Capitol Acquisition Management 3 LLC. Capitol Acquisition Management 3 LLC committed to purchase 6,112,500 warrants simultaneously with the consummation of the IPO. Such commitment was reduced due to a decrease in the offering size and the underwriters' election not to fully exercise the over-allotment option. As a result, only an aggregate of 5,737,500 warrants were purchased by Capitol Acquisition Management 3 LLC. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the IPO. The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. /s/ Mark D. Ein 2015-10-19 /s/ Mark D. Ein, CEO 2015-10-19