0001640147-21-000258.txt : 20211118 0001640147-21-000258.hdr.sgml : 20211118 20211118211613 ACCESSION NUMBER: 0001640147-21-000258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211116 FILED AS OF DATE: 20211118 DATE AS OF CHANGE: 20211118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARRETT MARK CENTRAL INDEX KEY: 0001246215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 211426177 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 106 EAST BABCOCK STREET STREET 2: SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 106 EAST BABCOCK STREET STREET 2: SUITE 3A CITY: BOZEMAN STATE: MT ZIP: 59715 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 wf-form4_163728815924474.xml FORM 4 X0306 4 2021-11-16 0 0001640147 Snowflake Inc. SNOW 0001246215 GARRETT MARK C/O SNOWFLAKE INC. 106 EAST BABCOCK STREET, SUITE 3A BOZEMAN MT 59715 1 0 0 0 Class A Common Stock 2021-11-16 4 M 0 76500 3.74 A 77724 D Class A Common Stock 2021-11-16 4 S 0 11863 398.46 D 65861 D Class A Common Stock 2021-11-16 4 S 0 15533 399.725 D 50328 D Class A Common Stock 2021-11-16 4 S 0 9816 400.293 D 40512 D Class A Common Stock 2021-11-16 4 S 0 26330 401.607 D 14182 D Class A Common Stock 2021-11-16 4 S 0 11708 402.51 D 2474 D Class A Common Stock 2021-11-16 4 S 0 1250 403.296 D 1224 D Class A Common Stock 2021-11-16 4 S 0 6504 398 D 122365 I Limited Partnership Stock Option (Right to Buy) 3.74 2021-11-16 4 M 0 76500 0 D 2028-04-14 Class A Common Stock 76500.0 576562 D Includes shares to be issued in connection with the vesting of one or more restricted stock units. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $398.00 to $399.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $399.02 to $400.02, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $400.03 to $400.97, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $401.04 to $402.04, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $402.05 to $403.04, inclusive. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $403.10 to $403.575, inclusive. The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date. /s/ Travis Shrout, Attorney-in-Fact 2021-11-18