Chief Financial Officer and Chief Compliance Officer

0001398344-22-015327.txt : 20220811 0001398344-22-015327.hdr.sgml : 20220811 20220811123657 ACCESSION NUMBER: 0001398344-22-015327 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220811 DATE AS OF CHANGE: 20220811 EFFECTIVENESS DATE: 20220811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OXFORD FINANCIAL GROUP LTD CENTRAL INDEX KEY: 0001245862 IRS NUMBER: 351588335 STATE OF INCORPORATION: IN FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17623 FILM NUMBER: 221154683 BUSINESS ADDRESS: STREET 1: 11711 N MERIDIAN ST SUITE 600 CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 317-843-5678 MAIL ADDRESS: STREET 1: PO BOX 80238 CITY: INDIANAPOLIS STATE: IN ZIP: 46280-0238 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001245862 XXXXXXXX 06-30-2022 06-30-2022 false OXFORD FINANCIAL GROUP LTD

PO BOX 80238 INDIANAPOLIS IN 46280-0238

13F COMBINATION REPORT 028-17623 028-04558 Parametric 028-06986 Horizon Asset 028-13833 Nuance 028-16000 Select Equity 028-06972 Stifel Nicolaus Equity 028-06683 TCW 028-01347 W.H. Reaves 028-03676 Winslow 028-10031 Woodley Farra Manion 028-02634 Aristotle Capital Management N Catherine E. Farley Chief Financial Officer and Chief Compliance Officer 317-805-5043 /s/ Catherine E. Farley Carmel IN 08-11-2022 0 266 677972 INFORMATION TABLE 2 fp0077831_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 876 8065 SH SOLE 0 0 8065 ABBVIE INC COM 00287Y109 384 2505 SH SOLE 0 0 2505 ABIOMED INC COM 003654100 1512 6109 SH SOLE 0 0 6109 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 313 1129 SH SOLE 0 0 1129 AIR TRANSPORT SERVICES GRP I COM 00922R105 398 13870 SH SOLE 0 0 13870 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 232 2044 SH SOLE 0 0 2044 ALPHABET INC CAP STK CL C 02079K107 436 199 SH SOLE 0 0 199 ALPHABET INC CAP STK CL A 02079K305 697 320 SH SOLE 0 0 320 AMAZON COM INC COM 023135106 1738 16359 SH SOLE 0 0 16359 AMEREN CORP COM 023608102 612 6774 SH SOLE 0 0 6774 AMERICAN ELEC PWR CO INC COM 025537101 817 8518 SH SOLE 0 0 8518 AMERICAN WELL CORP CL A 03044L105 2349 543700 SH SOLE 0 0 543700 AMGEN INC COM 031162100 501 2058 SH SOLE 0 0 2058 AON PLC SHS CL A G0403H108 1296 4805 SH SOLE 0 0 4805 APPLE INC COM 037833100 16169 118264 SH SOLE 0 0 118264 ARK ETF TR INNOVATION ETF 00214Q104 105 2636 SH SOLE 0 0 2636 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 61 1209 SH SOLE 0 0 1209 ARK ETF TR GENOMIC REV ETF 00214Q302 35 1119 SH SOLE 0 0 1119 ARK ETF TR NEXT GNRTN INTER 00214Q401 32 651 SH SOLE 0 0 651 ARK ETF TR FINTECH INNOVA 00214Q708 29 1868 SH SOLE 0 0 1868 ARK ETF TR TRANSPARENCY ETF 00214Q880 121 9770 SH SOLE 0 0 9770 ATLANTIC COASTAL ACQUISTN CO CLASS A COM 048453104 296 30250 SH SOLE 0 0 30250 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 1 10083 SH SOLE 0 0 10083 ATMOS ENERGY CORP COM 049560105 210 1877 SH SOLE 0 0 1877 AUTOMATIC DATA PROCESSING IN COM 053015103 244 1163 SH SOLE 0 0 1163 BALL CORP COM 058498106 1506 21898 SH SOLE 0 0 21898 BATH & BODY WORKS INC COM 070830104 1114 41374 SH SOLE 0 0 41374 BECTON DICKINSON & CO COM 075887109 244 988 SH SOLE 0 0 988 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3272 8 SH SOLE 0 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6780 24832 SH SOLE 0 0 24832 BLACKROCK ENHANCED EQUITY DI COM 09251A104 97 11000 SH SOLE 0 0 11000 BLACKROCK RES & COMMODITIES SHS 09257A108 99 11052 SH SOLE 0 0 11052 BOEING CO COM 097023105 352 2572 SH SOLE 0 0 2572 BOXLIGHT CORP COM CL A 103197109 29 43330 SH SOLE 0 0 43330 BP PLC SPONSORED ADR 055622104 429 15134 SH SOLE 0 0 15134 BRISTOL-MYERS SQUIBB CO COM 110122108 703 9125 SH SOLE 0 0 9125 CELANESE CORP DEL COM 150870103 346 2946 SH SOLE 0 0 2946 CHEVRON CORP NEW COM 166764100 566 3908 SH SOLE 0 0 3908 CISCO SYS INC COM 17275R102 231 5413 SH SOLE 0 0 5413 COCA COLA CO COM 191216100 1366 21710 SH SOLE 0 0 21710 COLGATE PALMOLIVE CO COM 194162103 326 4065 SH SOLE 0 0 4065 COMCAST CORP NEW CL A 20030N101 272 6941 SH SOLE 0 0 6941 CONOCOPHILLIPS COM 20825C104 301 3357 SH SOLE 0 0 3357 COSTCO WHSL CORP NEW COM 22160K105 1483 3095 SH SOLE 0 0 3095 CVS HEALTH CORP COM 126650100 249 2686 SH SOLE 0 0 2686 DANAHER CORPORATION COM 235851102 575 2267 SH SOLE 0 0 2267 DEERE & CO COM 244199105 534 1784 SH SOLE 0 0 1784 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 278 5784 SH SOLE 0 0 5784 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 44 1095 SH SOLE 0 0 1095 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 453 14330 SH SOLE 0 0 14330 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 84 2900 SH SOLE 0 0 2900 DISNEY WALT CO COM 254687106 486 5150 SH SOLE 0 0 5150 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 29 16200 SH SOLE 0 0 16200 DOMINION ENERGY INC COM 25746U109 270 3389 SH SOLE 0 0 3389 DOMINOS PIZZA INC COM 25754A201 3898 10002 SH SOLE 0 0 10002 DUKE ENERGY CORP NEW COM NEW 26441C204 218 2034 SH SOLE 0 0 2034 EATON CORP PLC SHS G29183103 1565 12423 SH SOLE 0 0 12423 EATON VANCE TAX-MANAGED DIVE COM 27828N102 119 10500 SH SOLE 0 0 10500 ELANCO ANIMAL HEALTH INC COM 28414H103 201 10224 SH SOLE 0 0 10224 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 605 60599 SH SOLE 0 0 60599 ENTERPRISE PRODS PARTNERS L COM 293792107 330 13543 SH SOLE 0 0 13543 EOG RES INC COM 26875P101 260 2358 SH SOLE 0 0 2358 EQUIFAX INC COM 294429105 268 1464 SH SOLE 0 0 1464 EVERI HLDGS INC COM 30034T103 761 46420 SH SOLE 0 0 46420 EXXON MOBIL CORP COM 30231G102 1918 22401 SH SOLE 0 0 22401 FIFTH THIRD BANCORP COM 316773100 301 8963 SH SOLE 0 0 8963 FIRST INTERNET BANCORP COM 320557101 362 9834 SH SOLE 0 0 9834 FIRST MERCHANTS CORP COM 320817109 290 8136 SH SOLE 0 0 8136 FORD MTR CO DEL COM 345370860 424 38084 SH SOLE 0 0 38084 GENERAL MTRS CO COM 37045V100 258 8123 SH SOLE 0 0 8123 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 3 151 SH SOLE 0 0 151 GLOBAL X FDS US PFD ETF 37954Y657 3 131 SH SOLE 0 0 131 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 300 4137 SH SOLE 0 0 4137 GREENLANE HLDGS INC CL A 395330103 4 20150 SH SOLE 0 0 20150 HOME DEPOT INC COM 437076102 949 3459 SH SOLE 0 0 3459 HONEYWELL INTL INC COM 438516106 320 1839 SH SOLE 0 0 1839 HORIZON BANCORP INC COM 440407104 1447 83045 SH SOLE 0 0 83045 HUNTINGTON BANCSHARES INC COM 446150104 227 18847 SH SOLE 0 0 18847 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 349 7259 SH SOLE 0 0 7259 ING GROEP N.V. SPONSORED ADR 456837103 103 10388 SH SOLE 0 0 10388 INTEL CORP COM 458140100 372 9942 SH SOLE 0 0 9942 INTERNATIONAL BUSINESS MACHS COM 459200101 344 2433 SH SOLE 0 0 2433 INTUIT COM 461202103 520 1349 SH SOLE 0 0 1349 INTUITIVE SURGICAL INC COM NEW 46120E602 17355 86467 SH SOLE 0 0 86467 INVESCO CURRENCYSHARES SWISS SWISS FRANC 46138R108 277 2950 SH SOLE 0 0 2950 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 205 4440 SH SOLE 0 0 4440 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 59 767 SH SOLE 0 0 767 INVESCO EXCHANGE TRADED FD T RYMND JMS SB 1 46137V522 518 10120 SH SOLE 0 0 10120 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 1024 49853 SH SOLE 0 0 49853 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 3 211 SH SOLE 0 0 211 INVESCO QQQ TR UNIT SER 1 46090E103 672 2399 SH SOLE 0 0 2399 ISHARES INC CORE MSCI EMKT 46434G103 358 7302 SH SOLE 0 0 7302 ISHARES INC ESG AWR MSCI EM 46434G863 5169 159994 SH SOLE 0 0 159994 ISHARES TR S&P 100 ETF 464287101 95 550 SH SOLE 0 0 550 ISHARES TR CORE S&P TTL STK 464287150 1537 18347 SH SOLE 0 0 18347 ISHARES TR SELECT DIVID ETF 464287168 510 4338 SH SOLE 0 0 4338 ISHARES TR TIPS BD ETF 464287176 1263 11084 SH SOLE 0 0 11084 ISHARES TR CORE S&P500 ETF 464287200 31356 82700 SH SOLE 0 0 82700 ISHARES TR CORE US AGGBD ET 464287226 124 1220 SH SOLE 0 0 1220 ISHARES TR MSCI EMG MKT ETF 464287234 2613 65150 SH SOLE 0 0 65150 ISHARES TR S&P 500 GRWT ETF 464287309 3752 62163 SH SOLE 0 0 62163 ISHARES TR S&P 500 VAL ETF 464287408 1306 9503 SH SOLE 0 0 9503 ISHARES TR MSCI EAFE ETF 464287465 1513 24212 SH SOLE 0 0 24212 ISHARES TR RUS MDCP VAL ETF 464287473 2 20 SH SOLE 0 0 20 ISHARES TR RUS MD CP GR ETF 464287481 449 5674 SH SOLE 0 0 5674 ISHARES TR RUS MID CAP ETF 464287499 970 15002 SH SOLE 0 0 15002 ISHARES TR CORE S&P MCP ETF 464287507 911 4027 SH SOLE 0 0 4027 ISHARES TR ISHARES BIOTECH 464287556 81 691 SH SOLE 0 0 691 ISHARES TR RUS 1000 VAL ETF 464287598 6521 44981 SH SOLE 0 0 44981 ISHARES TR RUS 1000 GRW ETF 464287614 2564 11722 SH SOLE 0 0 11722 ISHARES TR RUS 1000 ETF 464287622 5522 26578 SH SOLE 0 0 26578 ISHARES TR RUS 2000 VAL ETF 464287630 5103 37480 SH SOLE 0 0 37480 ISHARES TR RUS 2000 GRW ETF 464287648 300 1453 SH SOLE 0 0 1453 ISHARES TR RUSSELL 2000 ETF 464287655 534 3155 SH SOLE 0 0 3155 ISHARES TR CORE S&P US VLU 464287663 60 900 SH SOLE 0 0 900 ISHARES TR CORE S&P US GWT 464287671 3 40 SH SOLE 0 0 40 ISHARES TR RUSSELL 3000 ETF 464287689 1499 6895 SH SOLE 0 0 6895 ISHARES TR S&P MC 400VL ETF 464287705 30 314 SH SOLE 0 0 314 ISHARES TR U.S. REAL ES ETF 464287739 59 640 SH SOLE 0 0 640 ISHARES TR CORE S&P SCP ETF 464287804 629 6806 SH SOLE 0 0 6806 ISHARES TR SP SMCP600VL ETF 464287879 65 726 SH SOLE 0 0 726 ISHARES TR S&P SML 600 GWT 464287887 69 656 SH SOLE 0 0 656 ISHARES TR GL CLEAN ENE ETF 464288224 120 6303 SH SOLE 0 0 6303 ISHARES TR EAFE SML CP ETF 464288273 6 113 SH SOLE 0 0 113 ISHARES TR JPMORGAN USD EMG 464288281 55 641 SH SOLE 0 0 641 ISHARES TR NATIONAL MUN ETF 464288414 79 740 SH SOLE 0 0 740 ISHARES TR IBOXX HI YD ETF 464288513 8 110 SH SOLE 0 0 110 ISHARES TR PFD AND INCM SEC 464288687 23 700 SH SOLE 0 0 700 ISHARES TR MSCI USA ESG SLC 464288802 894 11084 SH SOLE 0 0 11084 ISHARES TR EAFE GRWTH ETF 464288885 649 8067 SH SOLE 0 0 8067 ISHARES TR AGGRES ALLOC ETF 464289859 633 10571 SH SOLE 0 0 10571 ISHARES TR GRWT ALLOCAT ETF 464289867 785 16352 SH SOLE 0 0 16352 ISHARES TR MODERT ALLOC ETF 464289875 36 930 SH SOLE 0 0 930 ISHARES TR MSCI EAFE MIN VL 46429B689 109 1715 SH SOLE 0 0 1715 ISHARES TR MSCI USA MIN VOL 46429B697 320 4561 SH SOLE 0 0 4561 ISHARES TR MSCI USA QLT FCT 46432F339 551 4930 SH SOLE 0 0 4930 ISHARES TR MSCI USA VALUE 46432F388 1873 20690 SH SOLE 0 0 20690 ISHARES TR MSCI USA MMENTM 46432F396 76715 562553 SH SOLE 0 0 562553 ISHARES TR CORE MSCI TOTAL 46432F834 22 384 SH SOLE 0 0 384 ISHARES TR CORE MSCI EAFE 46432F842 48 822 SH SOLE 0 0 822 ISHARES TR CORE TOTAL USD 46434V613 6 133 SH SOLE 0 0 133 ISHARES TR CORE DIV GRWTH 46434V621 818 17168 SH SOLE 0 0 17168 ISHARES TR GLOBAL REIT ETF 46434V647 7423 307000 SH SOLE 0 0 307000 ISHARES TR HDG MSCI EAFE 46434V803 23 720 SH SOLE 0 0 720 J P MORGAN EXCHANGE TRADED F INFLATION MANAGE 46654Q104 25997 538351 SH SOLE 0 0 538351 JOHNSON & JOHNSON COM 478160104 1840 10365 SH SOLE 0 0 10365 JPMORGAN CHASE & CO COM 46625H100 4473 39725 SH SOLE 0 0 39725 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 31 1639 SH SOLE 0 0 1639 KIMBALL ELECTRONICS INC COM 49428J109 3142 156339 SH SOLE 0 0 156339 KKR & CO INC COM 48251W104 980 21164 SH SOLE 0 0 21164 LILLY ELI & CO COM 532457108 56395 173934 SH SOLE 0 0 173934 LINDE PLC SHS G5494J103 235 818 SH SOLE 0 0 818 LINEAGE CELL THERAPEUTICS IN COM 53566P109 20 12630 SH SOLE 0 0 12630 LOCKHEED MARTIN CORP COM 539830109 393 913 SH SOLE 0 0 913 LOWES COS INC COM 548661107 438 2509 SH SOLE 0 0 2509 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 203 4245 SH SOLE 0 0 4245 MASIMO CORP COM 574795100 476 3642 SH SOLE 0 0 3642 MCDONALDS CORP COM 580135101 5939 24056 SH SOLE 0 0 24056 MERCHANTS BANCORP IND COM 58844R108 252 11137 SH SOLE 0 0 11137 MERCK & CO INC COM 58933Y105 667 7313 SH SOLE 0 0 7313 META PLATFORMS INC CL A 30303M102 303 1879 SH SOLE 0 0 1879 METLIFE INC COM 59156R108 243 3863 SH SOLE 0 0 3863 MICROSOFT CORP COM 594918104 2693 10486 SH SOLE 0 0 10486 MSP RECOVERY INC COM CL A 553745100 107 50000 SH SOLE 0 0 50000 NEXTERA ENERGY INC COM 65339F101 906 11693 SH SOLE 0 0 11693 NIKE INC CL B 654106103 1803 17639 SH SOLE 0 0 17639 NISOURCE INC COM 65473P105 990 33563 SH SOLE 0 0 33563 NVIDIA CORPORATION COM 67066G104 1238 8164 SH SOLE 0 0 8164 OAK STR HEALTH INC COM 67181A107 893 54323 SH SOLE 0 0 54323 OLD NATL BANCORP IND COM 680033107 6372 430855 SH SOLE 0 0 430855 ORACLE CORP COM 68389X105 392 5610 SH SOLE 0 0 5610 ORGANIGRAM HLDGS INC COM 68620P101 9 10000 SH SOLE 0 0 10000 PAYPAL HLDGS INC COM 70450Y103 255 3645 SH SOLE 0 0 3645 PENNANTPARK INVT CORP COM 708062104 101 16400 SH SOLE 0 0 16400 PEPSICO INC COM 713448108 589 3537 SH SOLE 0 0 3537 PFIZER INC COM 717081103 381 7260 SH SOLE 0 0 7260 PHILIP MORRIS INTL INC COM 718172109 370 3752 SH SOLE 0 0 3752 PNC FINL SVCS GROUP INC COM 693475105 421 2669 SH SOLE 0 0 2669 PROCTER AND GAMBLE CO COM 742718109 2507 17435 SH SOLE 0 0 17435 PROGRESSIVE CORP COM 743315103 1228 10561 SH SOLE 0 0 10561 PROSPECT CAP CORP COM 74348T102 114 16300 SH SOLE 0 0 16300 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 346 5461 SH SOLE 0 0 5461 QUALCOMM INC COM 747525103 336 2633 SH SOLE 0 0 2633 QUINSTREET INC COM 74874Q100 294 29250 SH SOLE 0 0 29250 RAYMOND JAMES FINL INC COM 754730109 1011 11303 SH SOLE 0 0 11303 RAYTHEON TECHNOLOGIES CORP COM 75513E101 480 4999 SH SOLE 0 0 4999 RENEW ENERGY GLOBAL PLC CL A SHS G7500M104 84 13001 SH SOLE 0 0 13001 SCHLUMBERGER LTD COM STK 806857108 363 10142 SH SOLE 0 0 10142 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 22 506 SH SOLE 0 0 506 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 446 9981 SH SOLE 0 0 9981 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1262 21760 SH SOLE 0 0 21760 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 108 2772 SH SOLE 0 0 2772 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 26 1009 SH SOLE 0 0 1009 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 18 504 SH SOLE 0 0 504 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 147 5657 SH SOLE 0 0 5657 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 22 729 SH SOLE 0 0 729 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 253 8950 SH SOLE 0 0 8950 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 10 214 SH SOLE 0 0 214 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 24075 472992 SH SOLE 0 0 472992 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2 22 SH SOLE 0 0 22 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 151 4812 SH SOLE 0 0 4812 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 5 145 SH SOLE 0 0 145 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 451 3513 SH SOLE 0 0 3513 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 239 1741 SH SOLE 0 0 1741 SELECT SECTOR SPDR TR ENERGY 81369Y506 151 2110 SH SOLE 0 0 2110 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 606 19284 SH SOLE 0 0 19284 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 66 750 SH SOLE 0 0 750 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9 68 SH SOLE 0 0 68 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 213 3920 SH SOLE 0 0 3920 SESEN BIO INC COM 817763105 24 30000 SH SOLE 0 0 30000 SHOPIFY INC CL A 82509L107 503 16100 SH SOLE 0 0 16100 SIMON PPTY GROUP INC NEW COM 828806109 201 2117 SH SOLE 0 0 2117 SIMON PROPERTY GRP ACQ HOLDI UNIT 99/99/9999 82880R202 98 10000 SH SOLE 0 0 10000 SOUTHERN COPPER CORP COM 84265V105 253 5086 SH SOLE 0 0 5086 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 529 1718 SH SOLE 0 0 1718 SPDR GOLD TR GOLD SHS 78463V107 231 1372 SH SOLE 0 0 1372 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 990 15113 SH SOLE 0 0 15113 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 2602 49953 SH SOLE 0 0 49953 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 0 8 SH SOLE 0 0 8 SPDR S&P 500 ETF TR TR UNIT 78462F103 12512 33167 SH SOLE 0 0 33167 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1397 3378 SH SOLE 0 0 3378 SPDR SER TR S&P 600 SMCP VAL 78464A300 3 37 SH SOLE 0 0 37 SPDR SER TR AEROSPACE DEF 78464A631 3 30 SH SOLE 0 0 30 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2 84 SH SOLE 0 0 84 SPDR SER TR S&P BK ETF 78464A797 132 3000 SH SOLE 0 0 3000 SPDR SER TR PORTFOLIO S&P500 78464A854 121 2725 SH SOLE 0 0 2725 SPDR SER TR S&P BIOTECH 78464A870 0 3 SH SOLE 0 0 3 STOCK YDS BANCORP INC COM 861025104 8757 146385 SH SOLE 0 0 146385 STONEX GROUP INC COM 861896108 738 9453 SH SOLE 0 0 9453 SUNDIAL GROWERS INC COM 86730L109 3 10000 SH SOLE 0 0 10000 TARGET CORP COM 87612E106 821 5810 SH SOLE 0 0 5810 TESLA INC COM 88160R101 459 682 SH SOLE 0 0 682 US BANCORP DEL COM NEW 902973304 649 14105 SH SOLE 0 0 14105 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 251 15000 SH SOLE 0 0 15000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8893 25637 SH SOLE 0 0 25637 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1720 18880 SH SOLE 0 0 18880 VANGUARD INDEX FDS MID CAP ETF 922908629 677 3436 SH SOLE 0 0 3436 VANGUARD INDEX FDS LARGE CAP ETF 922908637 181 1051 SH SOLE 0 0 1051 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 4761 36312 SH SOLE 0 0 36312 VANGUARD INDEX FDS GROWTH ETF 922908736 173 776 SH SOLE 0 0 776 VANGUARD INDEX FDS VALUE ETF 922908744 36552 277163 SH SOLE 0 0 277163 VANGUARD INDEX FDS SMALL CP ETF 922908751 853 4844 SH SOLE 0 0 4844 VANGUARD INDEX FDS TOTAL STK MKT 922908769 117685 623926 SH SOLE 0 0 623926 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 71 1593 SH SOLE 0 0 1593 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 34 329 SH SOLE 0 0 329 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 12892 151068 SH SOLE 0 0 151068 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1611 32239 SH SOLE 0 0 32239 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2536 60888 SH SOLE 0 0 60888 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 319 2224 SH SOLE 0 0 2224 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 761 18643 SH SOLE 0 0 18643 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1309 12875 SH SOLE 0 0 12875 VANGUARD WHITEHALL FDS EM MK GOV BD ETF 921946885 3 44 SH SOLE 0 0 44 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 113 610 SH SOLE 0 0 610 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 5 61 SH SOLE 0 0 61 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 29 123 SH SOLE 0 0 123 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 393 2407 SH SOLE 0 0 2407 VANGUARD WORLD FDS INF TECH ETF 92204A702 1065 3262 SH SOLE 0 0 3262 VANGUARD WORLD FDS MATERIALS ETF 92204A801 75 470 SH SOLE 0 0 470 VANGUARD WORLD FDS UTILITIES ETF 92204A876 8 52 SH SOLE 0 0 52 VERIZON COMMUNICATIONS INC COM 92343V104 440 8666 SH SOLE 0 0 8666 VISA INC COM CL A 92826C839 299 1517 SH SOLE 0 0 1517 WALMART INC COM 931142103 387 3179 SH SOLE 0 0 3179 WELLS FARGO CO NEW COM 949746101 418 10670 SH SOLE 0 0 10670 WELLTOWER INC COM 95040Q104 763 9261 SH SOLE 0 0 9261 WINNEBAGO INDS INC COM 974637100 41780 860381 SH SOLE 0 0 860381 WISDOMTREE TR YIELD ENHANCD US 97717X511 322 7200 SH SOLE 0 0 7200