Chief Operations and Risk Officer

0001398344-21-015443.txt : 20210803 0001398344-21-015443.hdr.sgml : 20210803 20210803172153 ACCESSION NUMBER: 0001398344-21-015443 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 EFFECTIVENESS DATE: 20210803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OXFORD FINANCIAL GROUP LTD CENTRAL INDEX KEY: 0001245862 IRS NUMBER: 351588335 STATE OF INCORPORATION: IN FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17623 FILM NUMBER: 211141101 BUSINESS ADDRESS: STREET 1: 11711 N MERIDIAN ST SUITE 600 CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 317-843-5678 MAIL ADDRESS: STREET 1: PO BOX 80238 CITY: INDIANAPOLIS STATE: IN ZIP: 46280-0238 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001245862 XXXXXXXX 06-30-2021 06-30-2021 false OXFORD FINANCIAL GROUP LTD

PO BOX 80238 INDIANAPOLIS IN 46280-0238

13F COMBINATION REPORT 028-17623 028-04558 Parametric 028-06986 Horizon Asset 028-13833 Nuance 028-16000 Select Equity 028-06972 Stifel Nicolaus Equity 028-06683 TCW 028-01347 W.H. Reaves 028-03676 Winslow 028-10031 Woodley Farra Manion N Lisa A. Walker Chief Operations and Risk Officer 317-805-5151 /s/ Lisa A. Walker Carmel IN 08-03-2021 0 224 745860 INFORMATION TABLE 2 fp0067217_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 246 1239 SH SOLE 0 0 1239 ABBOTT LABS COM 002824100 1112 9590 SH SOLE 0 0 9590 ABBVIE INC COM 00287Y109 474 4207 SH SOLE 0 0 4207 ABIOMED INC COM 003654100 2562 8210 SH SOLE 0 0 8210 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 385 1306 SH SOLE 0 0 1306 AIR TRANSPORT SERVICES GRP I COM 00922R105 322 13870 SH SOLE 0 0 13870 AKEBIA THERAPEUTICS INC COM 00972D105 72 19006 SH SOLE 0 0 19006 ALPHABET INC CAP STK CL C 02079K107 1784 712 SH SOLE 0 0 712 ALPHABET INC CAP STK CL A 02079K305 934 383 SH SOLE 0 0 383 AMAZON COM INC COM 023135106 2722 791 SH SOLE 0 0 791 AMERICAN ELEC PWR CO INC COM 025537101 717 8476 SH SOLE 0 0 8476 AMGEN INC COM 031162100 1199 4921 SH SOLE 0 0 4921 AON PLC SHS CL A G0403H108 1143 4787 SH SOLE 0 0 4787 APPLE INC COM 037833100 10297 75180 SH SOLE 0 0 75180 APPLE INC COM 037833100 110 800 SH Call SOLE 0 0 800 ARK ETF TR INNOVATION ETF 00214Q104 339 2589 SH SOLE 0 0 2589 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 102 1184 SH SOLE 0 0 1184 ARK ETF TR GENOMIC REV ETF 00214Q302 102 1099 SH SOLE 0 0 1099 ARK ETF TR NEXT GNRTN INTER 00214Q401 100 651 SH SOLE 0 0 651 ARK ETF TR FINTECH INNOVA 00214Q708 101 1868 SH SOLE 0 0 1868 AT&T INC COM 00206R102 220 7661 SH SOLE 0 0 7661 ATLANTIC COASTAL ACQUISTN CO UNIT 03/02/2026 048453203 301 30250 SH SOLE 0 0 30250 ATMOS ENERGY CORP COM 049560105 286 2977 SH SOLE 0 0 2977 AUTOMATIC DATA PROCESSING IN COM 053015103 584 2940 SH SOLE 0 0 2940 BALL CORP COM 058498106 4108 50708 SH SOLE 0 0 50708 BECTON DICKINSON & CO COM 075887109 233 960 SH SOLE 0 0 960 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1256 3 SH SOLE 0 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5443 19584 SH SOLE 0 0 19584 BOEING CO COM 097023105 424 1768 SH SOLE 0 0 1768 BOXLIGHT CORP COM CL A 103197109 104 43330 SH SOLE 0 0 43330 BP PLC SPONSORED ADR 055622104 277 10467 SH SOLE 0 0 10467 BRISTOL-MYERS SQUIBB CO COM 110122108 365 5457 SH SOLE 0 0 5457 CARDINAL HEALTH INC COM 14149Y108 205 3583 SH SOLE 0 0 3583 CELANESE CORP DEL COM 150870103 442 2913 SH SOLE 0 0 2913 CHEVRON CORP NEW COM 166764100 1167 11144 SH SOLE 0 0 11144 CISCO SYS INC COM 17275R102 285 5369 SH SOLE 0 0 5369 COCA COLA CO COM 191216100 606 11198 SH SOLE 0 0 11198 COLGATE PALMOLIVE CO COM 194162103 326 4011 SH SOLE 0 0 4011 COMCAST CORP NEW CL A 20030N101 639 11211 SH SOLE 0 0 11211 COPART INC COM 217204106 1972 14960 SH SOLE 0 0 14960 CORMEDIX INC COM 21900C308 418 60905 SH SOLE 0 0 60905 COSTCO WHSL CORP NEW COM 22160K105 1232 3114 SH SOLE 0 0 3114 DANAHER CORPORATION COM 235851102 818 3050 SH SOLE 0 0 3050 DEERE & CO COM 244199105 1611 4567 SH SOLE 0 0 4567 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 368 6304 SH SOLE 0 0 6304 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 143 3194 SH SOLE 0 0 3194 DISNEY WALT CO COM 254687106 1753 9974 SH SOLE 0 0 9974 DOMINION ENERGY INC COM 25746U109 247 3354 SH SOLE 0 0 3354 DOMINOS PIZZA INC COM 25754A201 9330 20000 SH SOLE 0 0 20000 DOVER CORP COM 260003108 303 2014 SH SOLE 0 0 2014 EATON CORP PLC SHS G29183103 1843 12435 SH SOLE 0 0 12435 ELANCO ANIMAL HEALTH INC COM 28414H103 354 10219 SH SOLE 0 0 10219 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 1734 163119 SH SOLE 0 0 163119 EOG RES INC COM 26875P101 224 2687 SH SOLE 0 0 2687 EQUIFAX INC COM 294429105 350 1462 SH SOLE 0 0 1462 EVERI HLDGS INC COM 30034T103 1158 46420 SH SOLE 0 0 46420 EXXON MOBIL CORP COM 30231G102 1341 21263 SH SOLE 0 0 21263 FACEBOOK INC CL A 30303M102 572 1645 SH SOLE 0 0 1645 FIFTH THIRD BANCORP COM 316773100 338 8852 SH SOLE 0 0 8852 FIRST INTERNET BANCORP COM 320557101 305 9834 SH SOLE 0 0 9834 FIRST MERCHANTS CORP COM 320817109 339 8136 SH SOLE 0 0 8136 FORD MTR CO DEL COM 345370860 201 13515 SH SOLE 0 0 13515 GENERAL DYNAMICS CORP COM 369550108 246 1305 SH SOLE 0 0 1305 GENERAL ELECTRIC CO COM 369604103 313 23228 SH SOLE 0 0 23228 GENERAL MTRS CO COM 37045V100 296 5000 SH SOLE 0 0 5000 HILL-ROM HLDGS INC COM 431475102 1501 13212 SH SOLE 0 0 13212 HOME DEPOT INC COM 437076102 855 2682 SH SOLE 0 0 2682 HORIZON BANCORP INC COM 440407104 7819 448593 SH SOLE 0 0 448593 HORIZON THERAPEUTICS PUB L SHS G46188101 468 5000 SH SOLE 0 0 5000 INTEL CORP COM 458140100 358 6378 SH SOLE 0 0 6378 INTERNATIONAL BUSINESS MACHS COM 459200101 519 3539 SH SOLE 0 0 3539 INTUITIVE SURGICAL INC COM NEW 46120E602 72366 78690 SH SOLE 0 0 78690 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 90 350 SH SOLE 0 0 350 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1166 4021 SH SOLE 0 0 4021 INVESCO EXCHANGE TRADED FD T RYMND JMS SB 1 46137V522 622 10120 SH SOLE 0 0 10120 INVESCO QQQ TR UNIT SER 1 46090E103 771 2176 SH SOLE 0 0 2176 ISHARES INC CORE MSCI EMKT 46434G103 167 2496 SH SOLE 0 0 2496 ISHARES INC ESG AWR MSCI EM 46434G863 6385 141417 SH SOLE 0 0 141417 ISHARES TR CORE S&P TTL STK 464287150 1809 18320 SH SOLE 0 0 18320 ISHARES TR SELECT DIVID ETF 464287168 38 323 SH SOLE 0 0 323 ISHARES TR TIPS BD ETF 464287176 2232 17438 SH SOLE 0 0 17438 ISHARES TR CORE S&P500 ETF 464287200 35067 81566 SH SOLE 0 0 81566 ISHARES TR CORE US AGGBD ET 464287226 406 3520 SH SOLE 0 0 3520 ISHARES TR MSCI EMG MKT ETF 464287234 2934 53203 SH SOLE 0 0 53203 ISHARES TR IBOXX INV CP ETF 464287242 18 135 SH SOLE 0 0 135 ISHARES TR S&P 500 GRWT ETF 464287309 465 6396 SH SOLE 0 0 6396 ISHARES TR S&P 500 VAL ETF 464287408 817 5536 SH SOLE 0 0 5536 ISHARES TR MSCI EAFE ETF 464287465 1675 21236 SH SOLE 0 0 21236 ISHARES TR RUS MDCP VAL ETF 464287473 492 4276 SH SOLE 0 0 4276 ISHARES TR RUS MD CP GR ETF 464287481 981 8662 SH SOLE 0 0 8662 ISHARES TR RUS MID CAP ETF 464287499 1215 15339 SH SOLE 0 0 15339 ISHARES TR CORE S&P MCP ETF 464287507 916 3409 SH SOLE 0 0 3409 ISHARES TR EXPANDED TECH 464287515 146 375 SH SOLE 0 0 375 ISHARES TR RUS 1000 VAL ETF 464287598 8525 53745 SH SOLE 0 0 53745 ISHARES TR RUS 1000 GRW ETF 464287614 2563 9440 SH SOLE 0 0 9440 ISHARES TR RUS 1000 ETF 464287622 8573 35414 SH SOLE 0 0 35414 ISHARES TR RUS 2000 VAL ETF 464287630 18653 112526 SH SOLE 0 0 112526 ISHARES TR RUS 2000 GRW ETF 464287648 756 2425 SH SOLE 0 0 2425 ISHARES TR RUSSELL 2000 ETF 464287655 535 2332 SH SOLE 0 0 2332 ISHARES TR RUSSELL 3000 ETF 464287689 1760 6879 SH SOLE 0 0 6879 ISHARES TR CORE S&P SCP ETF 464287804 901 7972 SH SOLE 0 0 7972 ISHARES TR S&P SML 600 GWT 464287887 21 160 SH SOLE 0 0 160 ISHARES TR EAFE SML CP ETF 464288273 8 113 SH SOLE 0 0 113 ISHARES TR IBOXX HI YD ETF 464288513 13 150 SH SOLE 0 0 150 ISHARES TR INTRM GOV CR ETF 464288612 27 232 SH SOLE 0 0 232 ISHARES TR ISHS 1-5YR INVS 464288646 135 2465 SH SOLE 0 0 2465 ISHARES TR PFD AND INCM SEC 464288687 28 700 SH SOLE 0 0 700 ISHARES TR MSCI USA ESG SLC 464288802 594 6213 SH SOLE 0 0 6213 ISHARES TR EAFE GRWTH ETF 464288885 22 206 SH SOLE 0 0 206 ISHARES TR AGGRES ALLOC ETF 464289859 629 8899 SH SOLE 0 0 8899 ISHARES TR GRWT ALLOCAT ETF 464289867 1245 22236 SH SOLE 0 0 22236 ISHARES TR MODERT ALLOC ETF 464289875 52 1153 SH SOLE 0 0 1153 ISHARES TR MSCI EAFE MIN VL 46429B689 130 1715 SH SOLE 0 0 1715 ISHARES TR MSCI USA MIN VOL 46429B697 468 6358 SH SOLE 0 0 6358 ISHARES TR MSCI USA VALUE 46432F388 2778 26445 SH SOLE 0 0 26445 ISHARES TR MSCI USA MMENTM 46432F396 113894 656714 SH SOLE 0 0 656714 ISHARES TR CORE MSCI EAFE 46432F842 31 418 SH SOLE 0 0 418 ISHARES TR GLOBAL REIT ETF 46434V647 4616 166506 SH SOLE 0 0 166506 JOHNSON & JOHNSON COM 478160104 1232 7478 SH SOLE 0 0 7478 JPMORGAN CHASE & CO COM 46625H100 6277 40355 SH SOLE 0 0 40355 KKR & CO INC COM 48251W104 1277 21555 SH SOLE 0 0 21555 L BRANDS INC COM 501797104 1521 21106 SH SOLE 0 0 21106 LEGGETT & PLATT INC COM 524660107 1291 24917 SH SOLE 0 0 24917 LILLY ELI & CO COM 532457108 41582 181170 SH SOLE 0 0 181170 LINEAGE CELL THERAPEUTICS IN COM 53566P109 36 12630 SH SOLE 0 0 12630 LOCKHEED MARTIN CORP COM 539830109 340 899 SH SOLE 0 0 899 LOWES COS INC COM 548661107 520 2680 SH SOLE 0 0 2680 MASIMO CORP COM 574795100 883 3642 SH SOLE 0 0 3642 MASTERCARD INCORPORATED CL A 57636Q104 240 658 SH SOLE 0 0 658 MCDONALDS CORP COM 580135101 631 2733 SH SOLE 0 0 2733 MERCHANTS BANCORP IND COM 58844R108 378 9628 SH SOLE 0 0 9628 MERCK & CO INC COM 58933Y105 417 5358 SH SOLE 0 0 5358 MICROSOFT CORP COM 594918104 2801 10339 SH SOLE 0 0 10339 NEXTERA ENERGY INC COM 65339F101 898 12256 SH SOLE 0 0 12256 NIKE INC CL B 654106103 2393 15489 SH SOLE 0 0 15489 NISOURCE INC COM 65473P105 823 33581 SH SOLE 0 0 33581 NVIDIA CORPORATION COM 67066G104 764 955 SH SOLE 0 0 955 OAK STR HEALTH INC COM 67181A107 11680 199426 SH SOLE 0 0 199426 OLD NATL BANCORP IND COM 680033107 8468 480855 SH SOLE 0 0 480855 ORACLE CORP COM 68389X105 876 11249 SH SOLE 0 0 11249 PAYPAL HLDGS INC COM 70450Y103 997 3421 SH SOLE 0 0 3421 PEPSICO INC COM 713448108 1143 7716 SH SOLE 0 0 7716 PHILIP MORRIS INTL INC COM 718172109 329 3317 SH SOLE 0 0 3317 PNC FINL SVCS GROUP INC COM 693475105 503 2638 SH SOLE 0 0 2638 PROCTER AND GAMBLE CO COM 742718109 1995 14788 SH SOLE 0 0 14788 PROGRESSIVE CORP COM 743315103 1075 10945 SH SOLE 0 0 10945 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 305 5105 SH SOLE 0 0 5105 QUALCOMM INC COM 747525103 396 2773 SH SOLE 0 0 2773 QUINSTREET INC COM 74874Q100 543 29250 SH SOLE 0 0 29250 RAYMOND JAMES FINL INC COM 754730109 979 7533 SH SOLE 0 0 7533 RAYTHEON TECHNOLOGIES CORP COM 75513E101 369 4327 SH SOLE 0 0 4327 SALESFORCE COM INC COM 79466L302 874 3576 SH SOLE 0 0 3576 SCHLUMBERGER LTD COM STK 806857108 313 9764 SH SOLE 0 0 9764 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 298 8950 SH SOLE 0 0 8950 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 363 9199 SH SOLE 0 0 9199 SCHWAB STRATEGIC TR US REIT ETF 808524847 0 01 SH SOLE 0 0 1 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 26 253 SH SOLE 0 0 253 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 592 5696 SH SOLE 0 0 5696 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 156 1501 SH SOLE 0 0 1501 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 33 1009 SH SOLE 0 0 1009 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 197 6109 SH SOLE 0 0 6109 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 29 729 SH SOLE 0 0 729 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 12 214 SH SOLE 0 0 214 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 33165 606090 SH SOLE 0 0 606090 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1 08 SH SOLE 0 0 8 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 6 145 SH SOLE 0 0 145 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 31 374 SH SOLE 0 0 374 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 148 1177 SH SOLE 0 0 1177 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 69 986 SH SOLE 0 0 986 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 596 16235 SH SOLE 0 0 16235 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 206 2015 SH SOLE 0 0 2015 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 10 68 SH SOLE 0 0 68 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 16 250 SH SOLE 0 0 250 SESEN BIO INC COM 817763105 46 10000 SH SOLE 0 0 10000 SIMON PPTY GROUP INC NEW COM 828806109 705 5404 SH SOLE 0 0 5404 SOUTHERN COPPER CORP COM 84265V105 306 4760 SH SOLE 0 0 4760 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 622 1804 SH SOLE 0 0 1804 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 1276 15272 SH SOLE 0 0 15272 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 4185 78958 SH SOLE 0 0 78958 SPDR S&P 500 ETF TR TR UNIT 78462F103 16330 38150 SH SOLE 0 0 38150 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1771 3607 SH SOLE 0 0 3607 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3 84 SH SOLE 0 0 84 SPDR SER TR PORTFOLIO S&P500 78464A854 137 2725 SH SOLE 0 0 2725 SPDR SER TR S&P BIOTECH 78464A870 114 843 SH SOLE 0 0 843 STARBUCKS CORP COM 855244109 290 2594 SH SOLE 0 0 2594 STATE AUTO FINL CORP COM 855707105 273 15919 SH SOLE 0 0 15919 STONEX GROUP INC COM 861896108 574 9453 SH SOLE 0 0 9453 SUNDIAL GROWERS INC COM 86730L109 9 10000 SH SOLE 0 0 10000 TARGET CORP COM 87612E106 1395 5769 SH SOLE 0 0 5769 TESLA INC COM 88160R101 440 647 SH SOLE 0 0 647 TESLA INC COM 88160R101 340 500 SH Call SOLE 0 0 500 TJX COS INC NEW COM 872540109 249 3698 SH SOLE 0 0 3698 TRUIST FINL CORP COM 89832Q109 472 8501 SH SOLE 0 0 8501 US BANCORP DEL COM NEW 902973304 1048 18403 SH SOLE 0 0 18403 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 7 215 SH SOLE 0 0 215 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 6109 185672 SH SOLE 0 0 185672 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 38 415 SH SOLE 0 0 415 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 10156 25808 SH SOLE 0 0 25808 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2031 19952 SH SOLE 0 0 19952 VANGUARD INDEX FDS MID CAP ETF 922908629 569 2399 SH SOLE 0 0 2399 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 6844 36289 SH SOLE 0 0 36289 VANGUARD INDEX FDS VALUE ETF 922908744 41623 302802 SH SOLE 0 0 302802 VANGUARD INDEX FDS SM CP VAL ETF 922908611 78 450 SH SOLE 0 0 450 VANGUARD INDEX FDS LARGE CAP ETF 922908637 211 1051 SH SOLE 0 0 1051 VANGUARD INDEX FDS GROWTH ETF 922908736 223 776 SH SOLE 0 0 776 VANGUARD INDEX FDS SMALL CP ETF 922908751 1024 4548 SH SOLE 0 0 4548 VANGUARD INDEX FDS TOTAL STK MKT 922908769 105636 474087 SH SOLE 0 0 474087 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 98 1679 SH SOLE 0 0 1679 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3588 66068 SH SOLE 0 0 66068 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 17993 173660 SH SOLE 0 0 173660 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1571 24784 SH SOLE 0 0 24784 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1194 23169 SH SOLE 0 0 23169 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1349 12875 SH SOLE 0 0 12875 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 226 2826 SH SOLE 0 0 2826 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 0 04 SH SOLE 0 0 4 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 34 175 SH SOLE 0 0 175 VANGUARD WORLD FDS INF TECH ETF 92204A702 931 2334 SH SOLE 0 0 2334 VERIZON COMMUNICATIONS INC COM 92343V104 247 4416 SH SOLE 0 0 4416 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 217 3050 SH SOLE 0 0 3050 VISA INC COM CL A 92826C839 305 1304 SH SOLE 0 0 1304 WALGREENS BOOTS ALLIANCE INC COM 931427108 207 3928 SH SOLE 0 0 3928 WALMART INC COM 931142103 396 2807 SH SOLE 0 0 2807 WELLS FARGO CO NEW COM 949746101 484 10682 SH SOLE 0 0 10682 WELLTOWER INC COM 95040Q104 1624 19544 SH SOLE 0 0 19544