0000899243-16-021067.txt : 20160526 0000899243-16-021067.hdr.sgml : 20160526 20160526175605 ACCESSION NUMBER: 0000899243-16-021067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160525 FILED AS OF DATE: 20160526 DATE AS OF CHANGE: 20160526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GI DYNAMICS, INC. CENTRAL INDEX KEY: 0001245791 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAGUIRE ROAD CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: 781-357-3310 MAIL ADDRESS: STREET 1: ONE MAGUIRE ROAD CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: GI DYNAMICS INC DATE OF NAME CHANGE: 20030623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keating Anne CENTRAL INDEX KEY: 0001502902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55195 FILM NUMBER: 161679464 MAIL ADDRESS: STREET 1: 5751 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-25 0 0001245791 GI DYNAMICS, INC. GID 0001502902 Keating Anne 25 HARTWELL AVENUE LEXINGTON MA 02421 1 0 0 0 Common Stock 2016-05-25 4 P 0 15000 0.72 A 20166 I By Stratford Gem Pty Ltd (Superannuation Fund) Common Stock 2016-05-25 4 P 0 9000 0.74 A 29166 I By Stratford Gem Pty Ltd (Superannuation Fund) Represents the purchase of 750,000 of the Company's Chess Depositary Interests (CDIs), trading on the Australian Securities Exchange (the "ASX"). Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company. Represents the purchase of 450,000 of the Company's Chess Depositary Interests (CDIs), trading on the Australian Securities Exchange (the "ASX"). Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company. The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a USD equivalent, adjusting for the ratio of 1 share of Common Stock per 50 CDIs, using the exchange rate as published by the Reserve Bank of Australia in effect on the date of purchase. Represents 1,008,300 of the Company's CDIs, trading on the ASX. Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company. Represents 1,458,300 of the Company's CDIs, trading on the ASX. Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company. /s/ Robert Solomon, attorney-in-fact 2016-05-26