0000899243-16-021067.txt : 20160526
0000899243-16-021067.hdr.sgml : 20160526
20160526175605
ACCESSION NUMBER: 0000899243-16-021067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160525
FILED AS OF DATE: 20160526
DATE AS OF CHANGE: 20160526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GI DYNAMICS, INC.
CENTRAL INDEX KEY: 0001245791
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MAGUIRE ROAD
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 781-357-3310
MAIL ADDRESS:
STREET 1: ONE MAGUIRE ROAD
CITY: LEXINGTON
STATE: MA
ZIP: 02421
FORMER COMPANY:
FORMER CONFORMED NAME: GI DYNAMICS INC
DATE OF NAME CHANGE: 20030623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keating Anne
CENTRAL INDEX KEY: 0001502902
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55195
FILM NUMBER: 161679464
MAIL ADDRESS:
STREET 1: 5751 COPLEY DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-25
0
0001245791
GI DYNAMICS, INC.
GID
0001502902
Keating Anne
25 HARTWELL AVENUE
LEXINGTON
MA
02421
1
0
0
0
Common Stock
2016-05-25
4
P
0
15000
0.72
A
20166
I
By Stratford Gem Pty Ltd (Superannuation Fund)
Common Stock
2016-05-25
4
P
0
9000
0.74
A
29166
I
By Stratford Gem Pty Ltd (Superannuation Fund)
Represents the purchase of 750,000 of the Company's Chess Depositary Interests (CDIs), trading on the Australian Securities Exchange (the "ASX"). Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company.
Represents the purchase of 450,000 of the Company's Chess Depositary Interests (CDIs), trading on the Australian Securities Exchange (the "ASX"). Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company.
The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a USD equivalent, adjusting for the ratio of 1 share of Common Stock per 50 CDIs, using the exchange rate as published by the Reserve Bank of Australia in effect on the date of purchase.
Represents 1,008,300 of the Company's CDIs, trading on the ASX. Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company.
Represents 1,458,300 of the Company's CDIs, trading on the ASX. Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company.
/s/ Robert Solomon, attorney-in-fact
2016-05-26