0001144204-11-020932.txt : 20110408
0001144204-11-020932.hdr.sgml : 20110408
20110408131514
ACCESSION NUMBER: 0001144204-11-020932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110406
FILED AS OF DATE: 20110408
DATE AS OF CHANGE: 20110408
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc.
CENTRAL INDEX KEY: 0001321646
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 200411521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 800 457-2866
MAIL ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: Polymer Holdings LLC
DATE OF NAME CHANGE: 20050324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'BRIEN KEVIN G.
CENTRAL INDEX KEY: 0001245732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34581
FILM NUMBER: 11748809
MAIL ADDRESS:
STREET 1: C/O CCMP CAPITAL ADVISORS, LLC
STREET 2: 245 PARK AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER NAME:
FORMER CONFORMED NAME: O BRIEN KEVIN
DATE OF NAME CHANGE: 20030623
4
1
v217830_ex.xml
X0303
4
2011-04-06
0
0001321646
Kraton Performance Polymers, Inc.
KRA
0001245732
O'BRIEN KEVIN G.
C/O CCMP CAPITAL ADVISORS, LLC
245 PARK AVENUE, 16TH FLOOR
NEW YORK
NY
10167
1
0
0
0
Common Stock
2011-04-06
4
S
0
3995229
36.0512
D
3613
I
See Footnotes
This represents a disposition of the Issuer's securities by (i) J.P. Morgan Partners (BHCA), L.P. ("JPMP BHCA"), (ii) J.P.
Morgan Partners Global Investors, L.P. ("J.P. Morgan Global"), (iii) JPMP Global Fund/Kraton A, L.P. ("JPMP Kraton A"), (iv)
J.P. Morgan Partners Global Investors (Cayman) L.P. ("JPMP Cayman"), (v) J.P. Morgan Partners Global Investors (Cayman) II,
L.P. ("JPMP Cayman II"), (vi) JPMP Global Fund/Kraton, L.P. ("JPMP Kraton"), (vii) J.P. Morgan Partners Global Investors
(Selldown), L.P. ("JPMP Selldown"), (viii) JPMP Global Fund/Kraton/Selldown, L.P., ("JPMP Kraton Selldown"), (ix) J.P.
Morgan Partners Global Investors (Selldown) II, L.P. ("JPMP Selldown II") and (x) JPMP Global Fund/Kraton/Selldown II L.P
("JPMP Kraton Selldown II", and together with J.P. Morgan Global, JPMP Kraton A, JPMP Cayman, JPMP Cayman II, JPMP Kraton,
JPMP Selldown, JPMP Kraton Selldown, and JPMP Selldown II, the "Global Funds").
The amount shown represents the beneficial ownership of the Issuer's securities owned by JPMP BHCA and the Global Funds and
includes 3,613 shares of common stock held by the Reporting Person. The Reporting Person was granted $50,000 of common
stock of Kraton Performance Polymers, Inc. in consideration of his service on the Board of Directors of the Issuer. The
price of the stock is based upon the average of the high and low prices of the common stock of Kraton Performance Polymers,
Inc. as reported on the New York Stock Exchange on January 28, 2010. Pursuant to contractual undertakings by the Reporting
Person, the Reporting Person is holding these shares for the benefit of JPMP BHCA.
The Reporting Person is a limited partner of JPMP Master Fund Manager, L.P. ("JPMP MFM"). JPMP MFM is the general partner of
JPMP BHCA and a limited partner of JPMP Global Investors, L.P. ("JPMP Global Investors"), the general partner of the Global
Funds. The actual pro rata portion of beneficial ownership of any shares of the Issuer that may be deemed attributable to
the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of
return and vesting of interests within JPMP BHCA, JPMP MFM, JPMP Global Investors and the Global Funds. Mr. O'Brien
disclaims beneficial ownership of the securities to the extent it exceeds his pecuniary interest therein.
Elizabeth De Guzman is signing on behalf of Kevin G. O'Brien pursuant to an authorization and designation letter dated
December 9, 2009, which was previously filed with the Securities and Exchange Commission on December 16, 2009.
/s/ Elizabeth Guzman on behalf of Kevin G. O'Brien
2011-04-08