-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WuTqENUkQ46slOPYp0guqLhgD1YSGW2AnZOXbpo2nKJ47Dd7vJj4Lm9OFZLUsLNH iXJXUQGhC3sfg7yoSStrkw== 0001181431-05-011384.txt : 20050218 0001181431-05-011384.hdr.sgml : 20050218 20050218153714 ACCESSION NUMBER: 0001181431-05-011384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050216 FILED AS OF DATE: 20050218 DATE AS OF CHANGE: 20050218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 20410 NORTH 19TH AVENUE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 20410 NORTH 19TH AVENUE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENSON MICHAEL R CENTRAL INDEX KEY: 0001245724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 05627489 MAIL ADDRESS: STREET 1: C/O CHARLESBANK CAPITAL PARTNERS STREET 2: 600 ATLANTIC AV 28TH FL CITY: BOSTON STATE: MA ZIP: 02210 4 1 rrd69469.xml FORM 4 X0202 4 2005-02-16 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001245724 EISENSON MICHAEL R CHARLESBANK CAPITAL PARTNERS 600 ATLANTIC AVENUE, 26TH FLOOR BOSTON MA 02110-2203 1 0 0 0 Common Stock 2005-02-16 4 A 0 1000 0 A 0 D Common Stock 2005-02-18 5 G 0 17000 0 D 814530 I See Footnotes On February 16, 2005, the Issuer granted 1,000 shares of its common stock, $0.0001 par value per share, (the "Common Stock") for the beneficial ownership of Charlesbank Equity Fund V, Limited Partnership pursuant to the Issuer's 2003 Stock Incentive Plan. Since the date of the reporting person's last ownership report, Charlesbank Equity Fund V, Limited Partnership, CB Offshore Equity Fund V, L.P. and Charlesbank Coinvestment Fund V, Limited Partnership transferred, in the aggregate, 104,656 shares of Common Stock to Charlesbank Equity Fund V GP, Limited Partnership, which in turn distributed such shares pro-rata to its partners. The reporting person's pro rata portion of such distribution was 17,000 shares. This Form 4 reports a disposition of those 17,000 shares by the reporting person in the form of a bona fide gift. Michael R. Eisenson is a non-employee director of the Issuer and is also a managing director and Chief Executive Officer of Charlesbank Capital Partners, LLC, which is the general partner of Charlesbank Equity Fund V GP, Limited Partnership, and Charlesbank Coinvestment Partners, Limited Partnership. Charlesbank Equity Fund V GP, Limited Partnership is the general partner of Charlesbank Equity Fund V, Limited Partnership, CB Offshore Equity Fund V, L.P., and Charlesbank Equity Coinvestment Fund V, Limited Partnership. In addition to Michael R. Eisenson, Kim G. Davis, Andrew S. Janower, Tim R. Palmer and Mark A. Rosen (collectively, the "Managing Directors") are managing directors of Charlesbank Capital Partners, LLC. The Managing Directors have shared voting and investment power with respect to the shares of Common Stock held by Charlesbank Equity Fund V, Limited Partnership, CB Offshore Equity Fund V, L.P., Charlesbank Equity Coinvestment Fund V, Limited Partnership and Charlesbank Coinvestment Partners, Limited Partnership (together with Charlesbank Capital Partners LLC, and Charlesbank Equity Fund V GP, Limited Partnership, the "Charlesbank Entities"). The Managing Directors and the Charlesbank Entities may be deemed to share beneficial ownership of the shares of Common Stock, or portions thereof, and each of them disclaims his or its beneficial ownership, other than his or its pecuniary interest, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), this filing shall not be deemed an admission that any of them is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities of the issuer in excess of his or its pecuniary interest therein. /s/ Tami E. Nason, Attorney-in-Fact of the Reporting Person 2005-02-18 -----END PRIVACY-ENHANCED MESSAGE-----