0000899243-19-001326.txt : 20190116 0000899243-19-001326.hdr.sgml : 20190116 20190116193944 ACCESSION NUMBER: 0000899243-19-001326 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190114 FILED AS OF DATE: 20190116 DATE AS OF CHANGE: 20190116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALIEKEL JOSEPH J CENTRAL INDEX KEY: 0001245666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51237 FILM NUMBER: 19529926 MAIL ADDRESS: STREET 1: 2 NORTH RIVERSIDE PLAZA STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FreightCar America, Inc. CENTRAL INDEX KEY: 0001320854 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (800) 458-2235 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: FCA Acquisition Corp. DATE OF NAME CHANGE: 20050316 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-14 0 0001320854 FreightCar America, Inc. RAIL 0001245666 MALIEKEL JOSEPH J TWO NORTH RIVERSIDE PLAZA SUITE 1300 CHICAGO IL 60606 0 1 0 0 VP, Corp Controller and PAO Common Stock 2019-01-14 4 A 0 8411 0.00 A 22053.674 D Employee Stock Option (right to buy) 7.41 2019-01-14 4 A 0 7790 0.00 A 2029-01-14 Common stock 7790 7790 D Employee Stock Option (right to buy) 16.66 2028-01-12 Common stock 3447 3447 D Employee Stock Option (right to buy) 25.55 2024-01-15 Common stock 9825 9825 D Employee Stock Option (right to buy) 24.56 2023-01-18 Common stock 5000 5000 D Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 14, 2019 and will vest on January 14, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture) The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan The options vest in three equal annual installments beginning on January 14, 2020. The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. On January 12, 2018, the recipient was granted 3,447 options. 1,149 stock options are fully vested and currently exercisable, 1,149 stock options will vest on January 12, 2020 and 1,149 stock options will vest on January 12, 2021. On January 15, 2014 the recipient was granted 9,825 options which are fully vested and currently exercisable. On January 18, 2013 the recipient was granted 5,000 options which are fully vested and currently exercisable. /s/ Georgia L. Vlamis, as attorney in fact 2019-01-16