0001209191-15-060285.txt : 20150709
0001209191-15-060285.hdr.sgml : 20150709
20150709162018
ACCESSION NUMBER: 0001209191-15-060285
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150708
FILED AS OF DATE: 20150709
DATE AS OF CHANGE: 20150709
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEALY JAMES
CENTRAL INDEX KEY: 0001245624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 15981730
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-08
0
0001604821
Natera, Inc.
NTRA
0001245624
HEALY JAMES
SOFINNOVA VENTURES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
1
0
0
0
Common Stock
2015-07-08
4
P
0
175000
18.00
A
375000
I
By Sofinnova Venture Partners VIII, L.P.
Common Stock
2015-07-08
4
C
0
1175280
A
1550280
I
By Sofinnova Venture Partners VIII, L.P.
Common Stock
2015-07-08
4
P
0
175000
18.00
A
375000
I
By Sofinnova Venture Partners IX, L.P.
Common Stock
2015-07-08
4
C
0
1175280
A
1550280
I
By Sofinnova Venture Partners IX, L.P.
Series F Preferred Stock
2015-07-08
4
C
0
1175280
0.00
D
Common Stock
1175280
0
I
By Sofinnova Venture Partners VIII, L.P.
Series F Preferred Stock
2015-07-08
4
C
0
1175280
0.00
D
Common Stock
1175280
0
I
By Sofinnova Venture Partners IX, L.P.
Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Each share of preferred stock automatically converted into one (1) share of Common Stock immediately prior to the closing of the Issuer's initial public offering of Common Stock, and has no expiration date.
/s/ Nathalie Auber, attorney in fact
2015-07-09