0001209191-15-060285.txt : 20150709 0001209191-15-060285.hdr.sgml : 20150709 20150709162018 ACCESSION NUMBER: 0001209191-15-060285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150708 FILED AS OF DATE: 20150709 DATE AS OF CHANGE: 20150709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEALY JAMES CENTRAL INDEX KEY: 0001245624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 15981730 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, 4-250 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-08 0 0001604821 Natera, Inc. NTRA 0001245624 HEALY JAMES SOFINNOVA VENTURES 3000 SAND HILL ROAD, 4-250 MENLO PARK CA 94025 1 0 0 0 Common Stock 2015-07-08 4 P 0 175000 18.00 A 375000 I By Sofinnova Venture Partners VIII, L.P. Common Stock 2015-07-08 4 C 0 1175280 A 1550280 I By Sofinnova Venture Partners VIII, L.P. Common Stock 2015-07-08 4 P 0 175000 18.00 A 375000 I By Sofinnova Venture Partners IX, L.P. Common Stock 2015-07-08 4 C 0 1175280 A 1550280 I By Sofinnova Venture Partners IX, L.P. Series F Preferred Stock 2015-07-08 4 C 0 1175280 0.00 D Common Stock 1175280 0 I By Sofinnova Venture Partners VIII, L.P. Series F Preferred Stock 2015-07-08 4 C 0 1175280 0.00 D Common Stock 1175280 0 I By Sofinnova Venture Partners IX, L.P. Mr. Healy is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Each share of preferred stock automatically converted into one (1) share of Common Stock immediately prior to the closing of the Issuer's initial public offering of Common Stock, and has no expiration date. /s/ Nathalie Auber, attorney in fact 2015-07-09