0001225208-18-007206.txt : 20180403
0001225208-18-007206.hdr.sgml : 20180403
20180403172459
ACCESSION NUMBER: 0001225208-18-007206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180402
FILED AS OF DATE: 20180403
DATE AS OF CHANGE: 20180403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH JOSEPH C
CENTRAL INDEX KEY: 0001245605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36390
FILM NUMBER: 18734665
MAIL ADDRESS:
STREET 1: C/O FLIFTON SAVINGS BANCORP INC
STREET 2: 1433 VAN HOUTEN AVE
CITY: CLIFTON
STATE: NJ
ZIP: 07015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clifton Bancorp Inc.
CENTRAL INDEX KEY: 0001592329
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1433 VAN HOUTEN AVENUE
CITY: CLIFTON
STATE: NJ
ZIP: 07013
BUSINESS PHONE: 973-473-2200
MAIL ADDRESS:
STREET 1: 1433 VAN HOUTEN AVENUE
CITY: CLIFTON
STATE: NJ
ZIP: 07013
4
1
doc4.xml
X0306
4
2018-04-02
1
0001592329
Clifton Bancorp Inc.
CSBK
0001245605
SMITH JOSEPH C
1433 VAN HOUTEN AVENUE
CLIFTON
NJ
07015
1
Common Stock
2018-04-02
4
D
0
113958.0000
0.0000
D
0.0000
D
Common Stock
2018-04-02
4
D
0
2937.0000
0.0000
D
0.0000
I
By Son
Common Stock
2018-04-02
4
D
0
16377.0000
0.0000
D
0.0000
I
By Stock Award
Stock Option
13.8400
2018-04-02
4
D
0
68238.0000
0.0000
D
2016-09-02
2025-09-02
Common Stock
68238.0000
0.0000
D
Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock.
At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. and Clifton Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.25 per share minus the applicable exercise price of such stock option multiplied by each stock option held.
Aaron M. Kaslow, Power of Attorney
2018-04-03