0001225208-18-007206.txt : 20180403 0001225208-18-007206.hdr.sgml : 20180403 20180403172459 ACCESSION NUMBER: 0001225208-18-007206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JOSEPH C CENTRAL INDEX KEY: 0001245605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36390 FILM NUMBER: 18734665 MAIL ADDRESS: STREET 1: C/O FLIFTON SAVINGS BANCORP INC STREET 2: 1433 VAN HOUTEN AVE CITY: CLIFTON STATE: NJ ZIP: 07015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clifton Bancorp Inc. CENTRAL INDEX KEY: 0001592329 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1433 VAN HOUTEN AVENUE CITY: CLIFTON STATE: NJ ZIP: 07013 BUSINESS PHONE: 973-473-2200 MAIL ADDRESS: STREET 1: 1433 VAN HOUTEN AVENUE CITY: CLIFTON STATE: NJ ZIP: 07013 4 1 doc4.xml X0306 4 2018-04-02 1 0001592329 Clifton Bancorp Inc. CSBK 0001245605 SMITH JOSEPH C 1433 VAN HOUTEN AVENUE CLIFTON NJ 07015 1 Common Stock 2018-04-02 4 D 0 113958.0000 0.0000 D 0.0000 D Common Stock 2018-04-02 4 D 0 2937.0000 0.0000 D 0.0000 I By Son Common Stock 2018-04-02 4 D 0 16377.0000 0.0000 D 0.0000 I By Stock Award Stock Option 13.8400 2018-04-02 4 D 0 68238.0000 0.0000 D 2016-09-02 2025-09-02 Common Stock 68238.0000 0.0000 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock. At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. and Clifton Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.25 per share minus the applicable exercise price of such stock option multiplied by each stock option held. Aaron M. Kaslow, Power of Attorney 2018-04-03