0001225208-17-016340.txt : 20171017
0001225208-17-016340.hdr.sgml : 20171017
20171017161252
ACCESSION NUMBER: 0001225208-17-016340
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171013
FILED AS OF DATE: 20171017
DATE AS OF CHANGE: 20171017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULLIN THOMAS J
CENTRAL INDEX KEY: 0001245569
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08495
FILM NUMBER: 171140833
MAIL ADDRESS:
STREET 1: C/O CONSTELLATION BRANDS, INC.
STREET 2: 207 HIGH POINT DRIVE
CITY: VICTOR
STATE: NY
ZIP: 14564
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC.
CENTRAL INDEX KEY: 0000016918
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 160716709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
BUSINESS PHONE: 585-678-7100
MAIL ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
FORMER COMPANY:
FORMER CONFORMED NAME: CONSTELLATION BRANDS INC
DATE OF NAME CHANGE: 20000920
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC
DATE OF NAME CHANGE: 19970902
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2017-10-13
0000016918
CONSTELLATION BRANDS, INC.
STZ
0001245569
MULLIN THOMAS J
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR
NY
14564
1
Exec. VP & Gen. Counsel
Class A Common Stock
2017-10-13
4
C
0
25000.0000
0
A
79697.0000
D
Class A Common Stock
2017-10-13
4
S
0
25000.0000
208.4713
D
54697.0000
D
Class A Common Stock
2017-10-16
4
C
0
25000.0000
0
A
79697.0000
D
Class A Common Stock
2017-10-16
4
S
0
25000.0000
210.4192
D
54697.0000
D
Class 1 (convertible) Common Stock
2017-10-13
4
M
0
25000.0000
20.6000
A
Class A Common Stock
25000.0000
25000.0000
D
Class 1 (convertible) Common Stock
2017-10-13
4
C
0
25000.0000
0.0000
D
Class A Common Stock
25000.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
20.6000
2017-10-13
4
M
0
25000.0000
0.0000
D
2012-04-05
2021-04-05
Class 1 Common Stock
25000.0000
43227.0000
D
Class 1 (convertible) Common Stock
2017-10-16
4
M
0
25000.0000
20.6000
A
Class A Common Stock
25000.0000
25000.0000
D
Class 1 (convertible) Common Stock
2017-10-16
4
C
0
25000.0000
0.0000
D
Class A Common Stock
25000.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
20.6000
2017-10-16
4
M
0
25000.0000
0.0000
D
2012-04-05
2021-04-05
Class 1 Common Stock
25000.0000
18227.0000
D
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $208.45 to $208.50, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $210.2250 to $210.6200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
The four-year vesting schedule began on the date specified; 100% of this option has now vested.
/s/ H. Elaine Ziakas for Thomas J. Mullin
2017-10-17