-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M7cQQ81W9Afdx1R2n4yFfxoVNozvaCYkRdiztOxNhfFGbHmr+jWkPpqpJ7S/U/vL XRV37s9gLAhz14QTi8GJyQ== 0001245513-03-000001.txt : 20030714 0001245513-03-000001.hdr.sgml : 20030714 20030714160850 ACCESSION NUMBER: 0001245513-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030710 FILED AS OF DATE: 20030714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORTRESS PRINCIPAL INVESTMENT HOLDINGS LLC CENTRAL INDEX KEY: 0001245513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31217 FILM NUMBER: 03785504 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICA 16 FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICA 16 FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT HOLDINGS CORP CENTRAL INDEX KEY: 0001066575 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: NEWCASTLE INVESTMENT CORP DATE OF NAME CHANGE: 20011220 FORMER COMPANY: FORMER CONFORMED NAME: FORTRESS INVESTMENT CORP DATE OF NAME CHANGE: 19980805 4 1 primary_doc.xml PRIMARY DOCUMENT 4 2003-07-10 0 0001066575 NEWCASTLE INVESTMENT HOLDINGS CORP NCT 0001245513 FORTRESS PRINCIPAL INVESTMENT HOLDINGS LLC 0 0 1 0 Right (Option to Buy) 20.35 2003-07-10 4 J 0 460000 0 A 2003-08-01 2013-07-10 Common Stock, par value $0.01 per share 460000 1160000 D Option Grant to FPIH (option for a number of shares equal to 10% of shares issued in common stock offering assuming exercise by underwriters' of underwriters' 15% over-allotment option). The option is fully vested on the date of grant and is exercisable in thirty equal monthly installments beginning on August 1, 2003. /s/ Randal A. Nardone 2003-07-14 -----END PRIVACY-ENHANCED MESSAGE-----