0001209191-15-003131.txt : 20150108 0001209191-15-003131.hdr.sgml : 20150108 20150108161810 ACCESSION NUMBER: 0001209191-15-003131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150106 FILED AS OF DATE: 20150108 DATE AS OF CHANGE: 20150108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBEIMMUNE INC CENTRAL INDEX KEY: 0001245104 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841353925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 INFINITE DRIVE CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: 3036252744 MAIL ADDRESS: STREET 1: 1450 INFINITE DRIVE CITY: LOUISVILLE STATE: CO ZIP: 80027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dekker C. Jeffrey CENTRAL INDEX KEY: 0001546840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35642 FILM NUMBER: 15516636 MAIL ADDRESS: STREET 1: 1450 INFINITE DRIVE CITY: LOUISVILLE STATE: CO ZIP: 80027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-01-06 0 0001245104 GLOBEIMMUNE INC GBIM 0001546840 Dekker C. Jeffrey C/O GLOBEIMMUNE, INC. 1450 INFINITE DRIVE LOUISVILLE CO 80027 0 1 0 0 VP, Finance, Treas & Sec Stock Option (right to buy) 7.71 2015-01-06 4 A 0 11772 0.00 A 2025-01-05 Common Stock 11772 11772 D Grant to the Reporting Person of a stock option under the Issuer's 2014 Equity Incentive Plan (the "Plan"). The option vests over a four-year period, with 25% vesting on the one year anniversary of the date of grant and the remaining 75% of such option vesting in equal monthly installments thereafter over 36 months, provided that if application of the vesting percentage at a given anniversary results in a fractional share, such fractional share will be rounded downward to the nearest whole share, with any rounding balance carried forward and applied to the number of shares for which such option will be exercisable, if at all, at the 36th monthly anniversary of the vesting commencement date, provided further that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in and as determined under the Plan. /s/ Brent D. Fassett, Attorney-in-Fact 2015-01-08