0001209191-15-003131.txt : 20150108
0001209191-15-003131.hdr.sgml : 20150108
20150108161810
ACCESSION NUMBER: 0001209191-15-003131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150106
FILED AS OF DATE: 20150108
DATE AS OF CHANGE: 20150108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOBEIMMUNE INC
CENTRAL INDEX KEY: 0001245104
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 841353925
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 INFINITE DRIVE
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
BUSINESS PHONE: 3036252744
MAIL ADDRESS:
STREET 1: 1450 INFINITE DRIVE
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dekker C. Jeffrey
CENTRAL INDEX KEY: 0001546840
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35642
FILM NUMBER: 15516636
MAIL ADDRESS:
STREET 1: 1450 INFINITE DRIVE
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-01-06
0
0001245104
GLOBEIMMUNE INC
GBIM
0001546840
Dekker C. Jeffrey
C/O GLOBEIMMUNE, INC.
1450 INFINITE DRIVE
LOUISVILLE
CO
80027
0
1
0
0
VP, Finance, Treas & Sec
Stock Option (right to buy)
7.71
2015-01-06
4
A
0
11772
0.00
A
2025-01-05
Common Stock
11772
11772
D
Grant to the Reporting Person of a stock option under the Issuer's 2014 Equity Incentive Plan (the "Plan"). The option vests over a four-year period, with 25% vesting on the one year anniversary of the date of grant and the remaining 75% of such option vesting in equal monthly installments thereafter over 36 months, provided that if application of the vesting percentage at a given anniversary results in a fractional share, such fractional share will be rounded downward to the nearest whole share, with any rounding balance carried forward and applied to the number of shares for which such option will be exercisable, if at all, at the 36th monthly anniversary of the vesting commencement date, provided further that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in and as determined under the Plan.
/s/ Brent D. Fassett, Attorney-in-Fact
2015-01-08