0000899243-15-001127.txt : 20150713 0000899243-15-001127.hdr.sgml : 20150713 20150713162132 ACCESSION NUMBER: 0000899243-15-001127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150709 FILED AS OF DATE: 20150713 DATE AS OF CHANGE: 20150713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBEIMMUNE INC CENTRAL INDEX KEY: 0001245104 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 841353925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 INFINITE DRIVE CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: 3036252744 MAIL ADDRESS: STREET 1: 1450 INFINITE DRIVE CITY: LOUISVILLE STATE: CO ZIP: 80027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Torres S. Edward CENTRAL INDEX KEY: 0001552293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35642 FILM NUMBER: 15985711 MAIL ADDRESS: STREET 1: C/O LILLY VENTURES FUND I LLC STREET 2: 115 W. WASHINGTON ST, STE 1680 SOUTH CITY: INDIANAPOLIS STATE: IN ZIP: 46204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-09 0 0001245104 GLOBEIMMUNE INC GBIM 0001552293 Torres S. Edward C/O LILLY VENTURES FUND I, LLC 115 W. WASHINGTON ST, S TOWER, STE. 1680 INDIANAPOLIS IN 46204 1 0 0 0 Stock Option (right to buy) 2.56 2015-07-09 4 A 0 1697 0.00 A 2025-07-08 Common Stock 1697 1697 D Automatic non-discretionary grant to the Reporting Person of a nonstatutory stock option under the Issuer's 2014 Equity Incentive Plan (the "Plan"). 100% of the shares shall vest on July 9, 2016, subject to the Reporting Person being a Non-Employee Director on such date. The option expires ten years after the date of grant, unless it expires sooner pursuant to the terms of the Plan. /s/ Brent D. Fassett, Attorney-in-Fact 2015-07-13