0001244937-17-000093.txt : 20170807
0001244937-17-000093.hdr.sgml : 20170807
20170807164635
ACCESSION NUMBER: 0001244937-17-000093
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170805
FILED AS OF DATE: 20170807
DATE AS OF CHANGE: 20170807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baum James
CENTRAL INDEX KEY: 0001404933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33471
FILM NUMBER: 171012107
MAIL ADDRESS:
STREET 1: C/O NETEZZA CORPORATION
STREET 2: 200 CROSSING BOULEVARD SUITE 500
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERNOC INC
CENTRAL INDEX KEY: 0001244937
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 870698303
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MARINA PARK DRIVE
STREET 2: SUITE 400
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: (617) 224-9900
MAIL ADDRESS:
STREET 1: ONE MARINA PARK DRIVE
STREET 2: SUITE 400
CITY: BOSTON
STATE: MA
ZIP: 02210
4
1
wf-form4_150213878148392.xml
FORM 4
X0306
4
2017-08-05
1
0001244937
ENERNOC INC
ENOC
0001404933
Baum James
C/O ENERNOC, INC.
ONE MARINA PARK DRIVE, SUITE 400
BOSTON
MA
02210
1
0
0
0
Common Stock
2017-08-05
4
U
0
33613
7.67
D
22250
D
Common Stock
2017-08-07
4
D
0
22250
7.67
D
0
D
Disposed of in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated June 21, 2017, among the Issuer, Enel Green Power North America, Inc. ("Parent"), and Pine Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") in exchange for cash consideration of $7.67 per share, without interest, subject to any required withholding of taxes. Pursuant to the Merger Agreement, Purchaser merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger")
Pursuant to the terms of the Merger Agreement, the vesting of restricted stock units ("RSUs") was accelerated in connection with the Merger and the RSUs became fully vested effective immediately prior to the effective time of the Merger. Each RSU was cancelled in the Merger and, in lieu of any issuance of shares in settlement of such RSU, converted into the right to receive a cash payment equal to $7.67 per share (without interest and less any applicable tax witholding).
/s/ Michael Berdik, Attorney-in-Fact
2017-08-07