0001214659-20-006121.txt : 20200702 0001214659-20-006121.hdr.sgml : 20200702 20200702204001 ACCESSION NUMBER: 0001214659-20-006121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHER ANN CENTRAL INDEX KEY: 0001244892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 201011852 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 marketforms-49169.xml PRIMARY DOCUMENT X0306 4 2020-07-01 0001366246 GLU MOBILE INC GLUU 0001244892 MATHER ANN C/O GLU MOBILE INC. 875 HOWARD STREET, SUITE 100 SAN FRANCISCO CA 94103 true false false false Common Stock 2020-07-01 4 M false 28780 7.05 A 105646 D Common Stock 2020-07-01 4 S false 28780 10.0004 D 76866 D Stock Option (right to buy) 7.05 2020-07-01 4 M false 28780 0 D 2029-06-06 Common Stock 28780 0 D The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Ms. Mather entered into on March 5, 2020. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $10.00 to $10.01. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. The option was immediately exercisable and vested in full on June 6, 2020. /s/ Ann Mather by Scott J. Leichtner, Attorney-in-Fact 2020-07-02