0001179110-20-006732.txt : 20200529 0001179110-20-006732.hdr.sgml : 20200529 20200529184213 ACCESSION NUMBER: 0001179110-20-006732 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200527 FILED AS OF DATE: 20200529 DATE AS OF CHANGE: 20200529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UDVAR-HAZY STEVEN F CENTRAL INDEX KEY: 0001244781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35121 FILM NUMBER: 20930233 MAIL ADDRESS: STREET 1: C/O AIR LEASE CORPORATION STREET 2: 2000 AVENUE OF THE STARS, SUITE 1000N CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR LEASE CORP CENTRAL INDEX KEY: 0001487712 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 271840403 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 1000-N CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 553-0555 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 1000-N CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: AIR LEASE Corp DATE OF NAME CHANGE: 20100323 4 1 edgar.xml FORM 4 - X0306 4 2020-05-27 0 0001487712 AIR LEASE CORP AL 0001244781 UDVAR-HAZY STEVEN F AIR LEASE CORPORATION, 2000 AVENUE OF THE STARS, SUITE 1000N LOS ANGELES CA 90067 1 1 0 0 Executive Chairman Air Lease Corporation - Class A Common Stock 2020-05-27 4 M 0 3101 20 A 1292470 D Air Lease Corporation - Class A Common Stock 2020-05-27 4 F 0 526 30.40 D 1291944 D Air Lease Corporation - Class A Common Stock 2020-05-29 4 M 0 25000 20 A 1316944 D Air Lease Corporation - Class A Common Stock 2020-05-29 4 F 0 4162 30.11 D 1312782 D Air Lease Corporation - Class A Common Stock 30107 I See footnote Air Lease Corporation - Class A Common Stock 11750 I See footnote Air Lease Corporation - Class A Common Stock 14700 I See footnote Air Lease Corporation - Class A Common Stock 12200 I See footnote Air Lease Corporation- Class A Common Stock 19700 I See footnote Air Lease Corporation - Class A Common Stock 1700 I See footnote Air Lease Corporation - Class A Common Stock 1500 I See footnote Air Lease Corporation- Class A Common Stock 700 I See footnote Air Lease Corporation - Class A Common Stock 36000 I See footnote Air Lease Corporation - Class A Common Stock 329134 I See footnote Air Lease Corporation - Class A Common Stock 102000 I See footnote Air Lease Corporation - Class A Common Stock 2705000 I See footnote Air Lease Corporation - Class A Common Stock 1199558 I See footnote Employee Stock Options (Right to Buy) 20 2020-05-27 4 M 0 3101 0 D 2011-06-04 2020-06-04 Air Lease Corporation-Class A Common Stock 3101 82000 D Employee Stock Options (Right to Buy) 20 2020-05-29 4 M 0 25000 0 D 2011-06-04 2020-06-04 Air Lease Corporation - Class A Common Stock 25000 57000 D Represents the shares of the Issuer's Class A Common Stock issued to the reporting person upon the exercise of stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan for the purpose of estate planning. These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are held by the reporting person as custodian for one of the reporting person's grandchildren under the California Uniform Transfers to Minors Act. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are held by Emerald Financial LLC. A trust, of which the reporting person is the trustee, controls a majority of the membership interests of Emerald Financial LLC. These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder. These shares are held by Ocean Equities, Inc. which is 100% owned by the Hazy Family Community Property Trust 5/28/85 of which the reporting person is the trustee and beneficial owner. These shares are held by the Hazy Family Community Property Trust 5/28/85, of which the reporting person is the trustee and beneficial owner. These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee. Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan, which vested in three equal annual installments beginning on June 4, 2011. Carol H. Forsyte, on behalf of Steven F. Udvar-Hazy, Executive Chairman of the Board of Directors (Power of Attorney On File) 2020-05-29