0001179110-18-004062.txt : 20180312 0001179110-18-004062.hdr.sgml : 20180312 20180312171927 ACCESSION NUMBER: 0001179110-18-004062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UDVAR-HAZY STEVEN F CENTRAL INDEX KEY: 0001244781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35121 FILM NUMBER: 18684408 MAIL ADDRESS: STREET 1: C/O AIR LEASE CORPORATION STREET 2: 2000 AVENUE OF THE STARS, SUITE 1000N CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR LEASE CORP CENTRAL INDEX KEY: 0001487712 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 271840403 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 1000-N CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 553-0555 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: SUITE 1000-N CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: AIR LEASE Corp DATE OF NAME CHANGE: 20100323 4 1 edgar.xml FORM 4 - X0306 4 2018-03-12 0 0001487712 AIR LEASE CORP AL 0001244781 UDVAR-HAZY STEVEN F AIR LEASE CORPORATION, 2000 AVENUE OF THE STARS, SUITE 1000N LOS ANGELES CA 90067 1 1 0 0 Executive Chairman Air Lease Corporation - Class A Common Stock 2018-03-12 4 M 0 34564 20 A 952376 D Air Lease Corporation - Class A Common Stock 2018-03-12 4 S 0 24564 44.25 D 927812 D Air Lease Corporation - Class A Common Stock 28100 I See footnote Air Lease Corporation - Class A Common Stock 10800 I See footnote Air Lease Corporation - Class A Common Stock 13400 I See footnote Air Lease Corporation - Class A Common Stock 10900 I See footnote Air Lease Corporation- Class A Common Stock 18400 I See footnote Air Lease Corporation - Class A Common Stock 400 I See footnote Air Lease Corporation - Class A Common Stock 200 I See footnote Air Lease Corporation - Class A Common Stock 328889 I See footnote Air Lease Corporation - Class A Common Stock 101667 I See footnote Air Lease Corporation - Class A Common Stock 35925 I See footnote Air Lease Corporation - Class A Common Stock 2700000 I See footnote Air Lease Corporation - Class A Common Stock 1199558 I See footnote Employee Stock Option (Right to Buy) 20 2018-03-12 4 M 0 34564 0 D 2011-06-04 2020-06-04 Class A Common Stock 34564 1635000 D Represents the shares of the Issuer's Class A Common Stock issued to the reporting person upon the exercise of stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan. These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose These shares are held by the reporting person as custodian for one of the reporting person's grandchildren under the California Uniform Transfers to Minors Act. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder and one of three directors. These shares are held by Ocean Equities, Inc. A trust, of which the reporting person is the trustee, is the sole stockholder of Ocean Equities, Inc. The reporting person is also one of three directors of Ocean Equities, Inc. These shares are held by Emerald Financial LLC. A trust, of which the reporting person is the trustee, controls a majority of the membership interests of Emerald Financial LLC. Additionally, the reporting person is one of three managers of Emerald Financial LLC. These shares are held by the Hazy Family Community Trust 5/28/85, of which the reporting person is the trustee. These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee. Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan, which vested in three equal annual installments beginning on June 4, 2011. Courtney McKeown, on behalf of Steven F. Udvar-Hazy, Executive Chairman of the Board of Directors (Substitute Power of Attorney On File) 2018-03-12