0000950170-24-085716.txt : 20240723 0000950170-24-085716.hdr.sgml : 20240723 20240723165123 ACCESSION NUMBER: 0000950170-24-085716 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240719 FILED AS OF DATE: 20240723 DATE AS OF CHANGE: 20240723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH THOMAS E CENTRAL INDEX KEY: 0001244666 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38864 FILM NUMBER: 241135241 MAIL ADDRESS: STREET 1: 382 GREENWICH AVE STREET 2: SUITE ONE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital III, L.P. CENTRAL INDEX KEY: 0001767199 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38864 FILM NUMBER: 241135243 BUSINESS ADDRESS: STREET 1: 334 PEMBERWICK ROAD STREET 2: SECOND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 328 PEMBERWICK ROAD CITY: GREENWICH STATE: CT ZIP: 06831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mill Road Capital III GP LLC CENTRAL INDEX KEY: 0001767178 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38864 FILM NUMBER: 241135242 BUSINESS ADDRESS: STREET 1: 334 PEMBERWICK ROAD STREET 2: SECOND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-987-3500 MAIL ADDRESS: STREET 1: C/O MILL ROAD CAPITAL MANAGEMENT LLC STREET 2: 328 PEMBERWICK ROAD CITY: GREENWICH STATE: CT ZIP: 06831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTA EQUIPMENT GROUP INC. CENTRAL INDEX KEY: 0001759824 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 832583782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13211 MERRIMAN ROAD CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: (248) 449-6700 MAIL ADDRESS: STREET 1: 13211 MERRIMAN ROAD CITY: LIVONIA STATE: MI ZIP: 48150 FORMER COMPANY: FORMER CONFORMED NAME: B. Riley Principal Merger Corp. DATE OF NAME CHANGE: 20181121 4 1 ownership.xml 4 X0508 4 2024-07-19 false 0001759824 ALTA EQUIPMENT GROUP INC. ALTG 0001767199 Mill Road Capital III, L.P. 328 PEMBERWICK ROAD GREENWICH CT 06831 false false true false 0001767178 Mill Road Capital III GP LLC 328 PEMBERWICK ROAD GREENWICH CT 06831 false false true false 0001244666 LYNCH THOMAS E 328 PEMBERWICK ROAD GREENWICH CT 06831 false false true false false Common Stock, $0.0001 par value 3894008 D Put options (obligation to buy) 12.5 2024-07-19 4 S false 95 227.37 D 2024-07-19 2024-08-16 Common Stock 9500 95 D Put options (obligation to buy) 10 2024-07-19 4 S false 65 70.35 D 2024-07-19 2024-09-20 Common Stock 6500 65 D Put options (obligation to buy) 10 2024-07-19 4 S false 30 77.67 D 2024-07-19 2024-10-18 Common Stock 3000 30 D Put options (obligation to buy) 12.5 2024-07-22 4 S false 65 220.89 D 2024-07-22 2024-08-16 Common Stock 6500 160 D Put options (obligation to buy) 10 2024-07-22 4 S false 65 78.54 D 2024-07-22 2024-10-18 Common Stock 6500 95 D The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. /s/ Deven Petito, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P. 2024-07-23 /s/ Deven Petito, Management Committee Director on behalf of Mill Road Capital III GP LLC 2024-07-23 /s/ Deven Petito on behalf of Thomas E. Lynch by power of attorney 2024-07-23