X0306 4 2016-11-17 0 0001609065 Pathfinder Bancorp, Inc. PBHC 0001244586 TASCARELLA RONALD 214 WEST FIRST ST OSWEGO NY 13126 0 1 0 0 SVP and CCO Common Stock 2016-05-06 4 A 0 7381 0 A 38336 D Common Stock 2016-11-17 4 M 0 7000 5.4638 A 45336 D Common Stock 2787 I By ESOP Common stock 20292 I By 401(K) Common stock 5000 I By Spouse Stock Options 5.4638 2016-11-17 4 M 0 7000 0 D 2012-06-23 2021-06-23 Common Stock 7000 7001 D Stock Options 11.35 2016-05-06 4 A 0 15816 0 A 2017-05-06 2026-05-06 Common Stock 15816 22817 D Shares of restricted stock vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017. Stock options vest over a 7 year period at a rate of 14.285% per year commencing on May 6, 2017. Stock options vest at a rate of 20% per year commencing on June 23, 2012 /s/ James A. Dowd as POA for Ronald Tascarella 2016-11-18