0001628280-22-015058.txt : 20220520 0001628280-22-015058.hdr.sgml : 20220520 20220520162721 ACCESSION NUMBER: 0001628280-22-015058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220518 FILED AS OF DATE: 20220520 DATE AS OF CHANGE: 20220520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNITOWSKI ALAN S CENTRAL INDEX KEY: 0001244387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 22947973 MAIL ADDRESS: STREET 1: 2 SAN JOAQUIN PLAZA STREET 2: SUITE 240 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_165307840151433.xml FORM 4 X0306 4 2022-05-18 0 0001665300 Phunware, Inc. PHUN 0001244387 KNITOWSKI ALAN S C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 1 1 0 0 Chief Executive Officer Common Stock 2022-05-18 4 M 0 37500 0 A 1265375 D Common Stock 2022-05-19 4 F 0 9542 1.4002 D 1255833 D Common Stock 585589 I See footnote Restricted Stock Units 2022-05-18 4 M 0 37500 0 D Common Stock 37500.0 112500 D Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.41. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president. Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. /s/ Matt Aune, Attorney-in-Fact 2022-05-20