0001628280-22-015058.txt : 20220520
0001628280-22-015058.hdr.sgml : 20220520
20220520162721
ACCESSION NUMBER: 0001628280-22-015058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220518
FILED AS OF DATE: 20220520
DATE AS OF CHANGE: 20220520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNITOWSKI ALAN S
CENTRAL INDEX KEY: 0001244387
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37862
FILM NUMBER: 22947973
MAIL ADDRESS:
STREET 1: 2 SAN JOAQUIN PLAZA
STREET 2: SUITE 240
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phunware, Inc.
CENTRAL INDEX KEY: 0001665300
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
BUSINESS PHONE: 512-693-4199
MAIL ADDRESS:
STREET 1: 7800 SHOAL CREEK BLVD
STREET 2: SUITE 230-S
CITY: AUSTIN
STATE: X1
ZIP: 78757
FORMER COMPANY:
FORMER CONFORMED NAME: Stellar Acquisition III Inc.
DATE OF NAME CHANGE: 20160128
4
1
wf-form4_165307840151433.xml
FORM 4
X0306
4
2022-05-18
0
0001665300
Phunware, Inc.
PHUN
0001244387
KNITOWSKI ALAN S
C/O PHUNWARE, INC.
7800 SHOAL CREEK BLVD, SUITE 230-S
AUSTIN
TX
78757
1
1
0
0
Chief Executive Officer
Common Stock
2022-05-18
4
M
0
37500
0
A
1265375
D
Common Stock
2022-05-19
4
F
0
9542
1.4002
D
1255833
D
Common Stock
585589
I
See footnote
Restricted Stock Units
2022-05-18
4
M
0
37500
0
D
Common Stock
37500.0
112500
D
Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.41. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.
Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person.
/s/ Matt Aune, Attorney-in-Fact
2022-05-20