-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IBZh6NZx0YfNRDAd57xUDKgXps6NvgFlgxYrs/nO2G5XeyRoMGXh5Ve17cnEvNBk ib7zHPjhZZsliCDVhJ6M+Q== 0001181431-04-057047.txt : 20041206 0001181431-04-057047.hdr.sgml : 20041206 20041206192858 ACCESSION NUMBER: 0001181431-04-057047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041202 FILED AS OF DATE: 20041206 DATE AS OF CHANGE: 20041206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST OAK BROOK BANCSHARES INC CENTRAL INDEX KEY: 0000717837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363220778 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 16TH ST CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 6305711050 MAIL ADDRESS: STREET 1: 1400 16TH ST CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER COMPANY: FORMER CONFORMED NAME: FIRST OAK BANCSHARES DATE OF NAME CHANGE: 19970407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAM GEORGE C CENTRAL INDEX KEY: 0001243630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14468 FILM NUMBER: 041187192 MAIL ADDRESS: STREET 1: C/O OAK BROOK BANK STREET 2: 1400 SIXTEENTH ST CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 rrd60335.xml X0202 4 2004-12-02 0 0000717837 FIRST OAK BROOK BANCSHARES INC FOBB 0001243630 CLAM GEORGE C 1400 SIXTEENTH STREET OAK BROOK IL 60523 0 1 0 0 Chief Banking Officer Common Stock 10500 I See footnote Common Stock 4609 I See footnote Common Stock 31663 I See footnote Common Stock 684 I See footnote Common Stock 2004-12-02 4 J 0 66 26.97 A 4399 D Employee Stock Options (Right to Buy) 6.833 1996-12-20 2005-12-20 Common 9000 2000 D Employee Stock Options (Right to Buy) 7.587 1997-12-27 2006-12-27 Common 6000 6000 D Employee Stock Options (Right to Buy) 14 1999-01-21 2008-01-21 Common 3000 3000 D Employee Stock Options (Right to Buy) 12.167 2000-01-26 2009-01-26 Common 6750 6750 D Employee Stock Options (Right to Buy) 10.75 2001-01-25 2010-01-25 Common 2400 2400 D Employee Stock Options (Right to Buy) 18 2003-01-29 2012-01-29 Common 9000 9000 D Employee Stock Option (Right to Buy) 33.70 2005-01-27 2014-01-27 Common 7500 7500 D Represents shares of Common Stock benefically owned by the Reporting Person's spouse. These shares of Common Stock are held pursuant to the Issuer's "Stock Bonus Plan". The shares represent the Reporting Person's pro rata interest in the aggregate shares held by the Plan's trust as of December 31, 2003. Shares are held by Reporting Person as Trustee of the George C. Clam Trust dated September 12, 2002. Shares are held under the Reporting Person's Individual Retirement Account. Options are exercisable in 20% increments each year beginning one year after date of grant. These shares were priced and purchased pursuant to the Issuer's Employee Stock Purchase Plan in which the Reporting Person is a participant. George C. Clam 2004-12-06 By: Lorenzo Pate, his attorney-in-fact 2004-12-06 -----END PRIVACY-ENHANCED MESSAGE-----