-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O4ZtGwecgIVKzyb5qOqMpq+VaRmVbL9FJ6UB6kou9nmaWtJP46EAtrMoohb2RJ1W +eZwLHTgoGzn08LGQVR9yA== 0001181431-04-043019.txt : 20040903 0001181431-04-043019.hdr.sgml : 20040903 20040903184839 ACCESSION NUMBER: 0001181431-04-043019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040901 FILED AS OF DATE: 20040903 DATE AS OF CHANGE: 20040903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAM GEORGE C CENTRAL INDEX KEY: 0001243630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14468 FILM NUMBER: 041017653 MAIL ADDRESS: STREET 1: C/O OAK BROOK BANK STREET 2: 1400 SIXTEENTH ST CITY: OAK BROOK STATE: IL ZIP: 60523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST OAK BROOK BANCSHARES INC CENTRAL INDEX KEY: 0000717837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363220778 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 16TH ST CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 6305711050 MAIL ADDRESS: STREET 1: 1400 16TH ST CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER COMPANY: FORMER CONFORMED NAME: FIRST OAK BANCSHARES DATE OF NAME CHANGE: 19970407 4 1 rrd52224.xml X0202 4 2004-09-01 0 0000717837 FIRST OAK BROOK BANCSHARES INC FOBB 0001243630 CLAM GEORGE C 1400 SIXTEENTH STREET OAK BROOK IL 60523 0 1 0 0 Chief Banking Officer Common Stock 10500 I See footnote Common Stock 4609 I See footnote Common Stock 31663 I See footnote Common Stock 684 I See footnote Common Stock 2004-09-01 4 M 0 1500 29.83 A 4333 D Employee Stock Options (Right to Buy) 6.833 2004-09-01 4 M 0 2500 D 1996-12-20 2005-12-20 Common 9000 2000 D Employee Stock Options (Right to Buy) 7.587 1997-12-27 2006-12-27 Common 6000 6000 D Employee Stock Options (Right to Buy) 14 1999-01-21 2008-01-21 Common 3000 3000 D Employee Stock Options (Right to Buy) 12.167 2000-01-26 2009-01-26 Common 6750 6750 D Employee Stock Options (Right to Buy) 10.75 2001-01-25 2010-01-25 Common 2400 2400 D Employee Stock Options (Right to Buy) 18 2003-01-29 2012-01-29 Common 9000 9000 D Employee Stock Option (Right to Buy) 33.70 2005-01-27 2014-01-27 Common 7500 7500 D Represents shares of Common Stock benefically owned by the Reporting Person's spouse. These shares of Common Stock are held pursuant to the Issuer's "Stock Bonus Plan". The shares represent the Reporting Person's pro rata interest in the aggregate shares held by the Plan's trust as of December 31, 2003. Shares are held by Reporting Person as Trustee of the George C. Clam Trust dated September 12, 2002. Shares are held under the Reporting Person's Individual Retirement Account. Options are exercisable in 20% increments each year beginning one year after date of grant. These shares represent the net amount received by the Reporting Person after exercising stock options for the right to buy 2, 500 shares. The difference in shares (1,000) were used to pay the exercise price and any taxes due in connection with the exercise. This transaction represents the exercise of a derivative security; as such, the exercise price has been reported in column 2 of table II. George C. Clam 2004-09-03 By: Lorenzo Pate, his attorney-in-fact 2004-09-03 -----END PRIVACY-ENHANCED MESSAGE-----