0001209191-15-080280.txt : 20151116
0001209191-15-080280.hdr.sgml : 20151116
20151116162101
ACCESSION NUMBER: 0001209191-15-080280
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151112
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnteroMedics Inc
CENTRAL INDEX KEY: 0001371217
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
MAIL ADDRESS:
STREET 1: 2800 Patton Rd
CITY: St Paul
STATE: MN
ZIP: 55113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNUDSON MARK B
CENTRAL INDEX KEY: 0001243513
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33818
FILM NUMBER: 151234804
MAIL ADDRESS:
STREET 1: C/O DIAMETRICS MEDICAL INC
STREET 2: 2658 PATTON ROAD
CITY: ROSEVILLE
STATE: MN
ZIP: 55113
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-12
0
0001371217
EnteroMedics Inc
ETRM
0001243513
KNUDSON MARK B
2800 PATTON ROAD
ST. PAUL
MN
55113
1
1
0
0
Chrmn, Pres & CEO
Common Stock
1382
I
Spouse Revocable Trust
Common Stock
3215
I
Family Limited Partnership
Common Stock
57571
I
Revocable Trust 2003
Common Stock
2015-11-12
4
P
0
310000
0.161
A
613000
D
Stock Option (right to buy)
2.76
2015-04-27
Common Stock
7915
7915
D
Stock Option (right to buy)
2.76
2016-04-20
Common Stock
6776
6776
D
Stock Option (right to buy)
1.90
2010-10-29
2017-10-29
Common Stock
33432
33432
D
Stock Option (right to buy)
1.90
2010-10-29
2017-10-29
Common Stock
25902
25902
D
Stock Option (right to buy)
1.90
2010-10-29
2017-10-29
Common stock
44131
44131
D
Stock Option (right to buy)
1.90
2010-10-29
2017-10-29
Common Stock
50472
50472
D
Stock Option (right to buy)
3.78
2019-11-18
Common Stock
20833
20833
D
Warrant (common stock right to buy)
2.19
Common Stock
25000
25000
D
Stock Option (right to buy)
2.58
2011-03-16
2021-02-16
Common Stock
350000
350000
D
Stock Option (right to buy)
2.67
2011-08-12
2021-07-12
Common Stock
350000
350000
D
Stock Option (right to buy)
1.90
2012-01-14
2021-12-14
Common Stock
200000
200000
D
Stock Option (right to buy)
3.35
2012-08-10
2022-07-10
Common Stock
1292225
1292225
D
Stock Option (right to buy)
1.31
2013-06-30
2013-05-31
Common Stock
1278730
1278730
D
Stock Option (right to buy)
1.11
2015-04-09
2025-03-09
Common Stock
225000
225000
D
The price reported is the weighted average purchase price for the transaction reported. The purchase prices ranged from $0.15 to $0.18. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.
Options currently 100% vested.
Options vest 33% on date noted and thereafter at 1/24th per month.
Warrant becomes exercisable 181 days from the date of issuance at close of offering.
Warrant expires five years from the date it becomes exercisable.
Vests in increments of 1/48th per month, beginning the date shown.
The exercise price is the closing price on July 10, 2012, the date the board authorized the grants subject to stockholder approval of the increase in the number of shares available for awards under the incentive plan, which was obtained on September 27, 2012.
/s/ Greg S. Lea, Attorney in Fact for Mark B. Knudson
2015-11-16