0001209191-15-066077.txt : 20150814 0001209191-15-066077.hdr.sgml : 20150814 20150814162620 ACCESSION NUMBER: 0001209191-15-066077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150812 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnteroMedics Inc CENTRAL INDEX KEY: 0001371217 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 MAIL ADDRESS: STREET 1: 2800 Patton Rd CITY: St Paul STATE: MN ZIP: 55113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNUDSON MARK B CENTRAL INDEX KEY: 0001243513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33818 FILM NUMBER: 151056254 MAIL ADDRESS: STREET 1: C/O DIAMETRICS MEDICAL INC STREET 2: 2658 PATTON ROAD CITY: ROSEVILLE STATE: MN ZIP: 55113 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-12 0 0001371217 EnteroMedics Inc ETRM 0001243513 KNUDSON MARK B 2800 PATTON ROAD ST. PAUL MN 55113 1 1 0 0 Chrmn, Pres & CEO Common Stock 1382 I Spouse Revocable Trust Common Stock 3215 I Family Limited Partnership Common Stock 57571 I Revocable Trust 2003 Common Stock 2015-08-12 4 P 0 135000 0.2438 A 135000 D Common Stock 2015-08-13 4 P 0 168000 0.2488 A 303000 D Stock Option (right to buy) 2.76 2015-04-27 Common Stock 7915 7915 D Stock Option (right to buy) 2.76 2016-04-20 Common Stock 6776 6776 D Stock Option (right to buy) 1.90 2010-10-29 2017-10-29 Common Stock 33432 33432 D Stock Option (right to buy) 1.90 2010-10-29 2017-10-29 Common Stock 25902 25902 D Stock Option (right to buy) 1.90 2010-10-29 2017-10-29 Common stock 44131 44131 D Stock Option (right to buy) 1.90 2010-10-29 2017-10-29 Common Stock 50472 50472 D Stock Option (right to buy) 3.78 2019-11-18 Common Stock 20833 20833 D Warrant (common stock right to buy) 2.19 Common Stock 25000 25000 D Stock Option (right to buy) 2.58 2011-03-16 2021-02-16 Common Stock 350000 350000 D Stock Option (right to buy) 2.67 2011-08-12 2021-07-12 Common Stock 350000 350000 D Stock Option (right to buy) 1.90 2012-01-14 2021-12-14 Common Stock 200000 200000 D Stock Option (right to buy) 3.35 2012-08-10 2022-07-10 Common Stock 1292225 1292225 D Stock Option (right to buy) 1.31 2013-06-30 2013-05-31 Common Stock 1278730 1278730 D Stock Option (right to buy) 1.11 2015-04-09 2025-03-09 Common Stock 225000 225000 D The price reported is the weighted average purchase price for the transaction reported. The purchase prices ranged from $0.2349 to $0.2500. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. The price reported is the weighted average purchase price for the transaction reported. The purchase prices ranged from $0.2475 to $0.2490. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. Options currently 100% vested. Options vest 33% on date noted and thereafter at 1/24th per month. Warrant becomes exercisable 181 days from the date of issuance at close of offering. Warrant expires five years from the date it becomes exercisable. Vests in increments of 1/48th per month, beginning the date shown. The exercise price is the closing price on July 10, 2012, the date the board authorized the grants subject to stockholder approval of the increase in the number of shares available for awards under the incentive plan, which was obtained on September 27, 2012. /s/ Greg S. Lea, Attorney in Fact for Mark B. Knudson 2015-08-14