Compliance Project Manager

0001242972-16-000014.txt : 20161017 0001242972-16-000014.hdr.sgml : 20161017 20161017143747 ACCESSION NUMBER: 0001242972-16-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161017 DATE AS OF CHANGE: 20161017 EFFECTIVENESS DATE: 20161017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RONALD BLUE & CO LLC CENTRAL INDEX KEY: 0001242972 IRS NUMBER: 581411966 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15083 FILM NUMBER: 161938725 BUSINESS ADDRESS: STREET 1: 300 COLONIAL PARKWAY STREET 2: SUITE 300 CITY: ROSWELL STATE: GA ZIP: 30076 BUSINESS PHONE: 770-280-6000 MAIL ADDRESS: STREET 1: 300 COLONIAL PARKWAY STREET 2: SUITE 300 CITY: ROSWELL STATE: GA ZIP: 30076 FORMER COMPANY: FORMER CONFORMED NAME: RONALD BLUE & CO LLC /GA DATE OF NAME CHANGE: 20030617 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001242972 XXXXXXXX 09-30-2016 09-30-2016 false RONALD BLUE & CO LLC

300 Colonial Parkway Suite 300 Roswell GA 30076

13F COMBINATION REPORT 028-15083 Merrill Lynch Private Banking & Investment Group Parametric N Derek MacArthur Compliance Project Manager 770-280-6016 Derek MacArthur Roswell GA 10-17-2016 2 388 2470841 2 Merrill Lynch Private Banking & Investment Group 3 Parametric INFORMATION TABLE 2 infotable.xml 3M Company CSUS 88579y101 1983 11253 SH SOLE 7508 0 3745 3M Company CSUS 88579y101 88 500 SH OTR 02 500 0 0 AT&T Corporation CSUS 00206r102 1198 29495 SH SOLE 21470 0 8025 AT&T Corporation CSUS 00206r102 186 4582 SH OTR 03 0 0 4582 AT&T Corporation CSUS 00206r102 41 1020 SH OTR 02 728 0 292 AU Optronics Corp. CSUS 002255107 234 64111 SH OTR 03 0 0 64111 AU Optronics Corp. CSUS 002255107 14 3911 SH OTR 02 0 0 3911 Abbott Laboratories CSUS 002824100 352 8335 SH SOLE 2090 0 6245 Abbvie Inc CSUS 00287y109 615 9751 SH SOLE 4420 0 5331 Abbvie Inc CSUS 00287y109 2 29 SH OTR 02 0 0 29 Accenture PLC Ireland CSUS g1151c101 24 200 SH SOLE 200 0 0 Accenture PLC Ireland CSUS g1151c101 99 810 SH OTR 03 0 0 810 Accenture PLC Ireland CSUS g1151c101 1364 11165 SH OTR 02 11105 0 60 Advanced SemiConductor CSUS 00756m404 87 14694 SH OTR 03 0 0 14694 Advanced SemiConductor CSUS 00756m404 8 1297 SH OTR 02 0 0 1297 Aflac Inc CSUS 001055102 511 7117 SH SOLE 7117 0 0 Aflac Inc CSUS 001055102 43 593 SH OTR 03 0 0 593 Alcoa Inc Com CSUS 013817101 69 6758 SH SOLE 6758 0 0 Alcoa Inc Com CSUS 013817101 70 6945 SH OTR 03 0 0 6945 Alcoa Inc Com CSUS 013817101 7 686 SH OTR 02 0 0 686 AllState Corporation CSUS 020002101 527 7618 SH SOLE 7618 0 0 AllState Corporation CSUS 020002101 59 857 SH OTR 03 0 0 857 AllState Corporation CSUS 020002101 8 114 SH OTR 02 0 0 114 Altria Group Inc CSUS 02209s103 375 5929 SH SOLE 5929 0 0 Altria Group Inc CSUS 02209s103 6 90 SH OTR 02 0 0 90 Amazon Com Inc CSUS 023135106 52 62 SH SOLE 62 0 0 Amazon Com Inc CSUS 023135106 288 344 SH OTR 03 0 0 344 Amazon Com Inc CSUS 023135106 26 31 SH OTR 02 0 0 31 American Eagle Outfitters CSUS 02553e106 51 2874 SH SOLE 2874 0 0 American Eagle Outfitters CSUS 02553e106 142 7958 SH OTR 03 0 0 7958 American Eagle Outfitters CSUS 02553e106 9 478 SH OTR 02 0 0 478 Amgen Inc CSUS 031162100 192 1149 SH OTR 03 0 0 1149 Amgen Inc CSUS 031162100 12 73 SH OTR 02 0 0 73 Apple Computer Inc. CSUS 037833100 2711 23985 SH SOLE 23581 0 404 Archer Daniels Midland Co CSUS 039483102 88 2078 SH SOLE 2078 0 0 Archer Daniels Midland Co CSUS 039483102 127 3011 SH OTR 03 0 0 3011 Auto Data Processing CSUS 053015103 340 3853 SH SOLE 3853 0 0 Auto Data Processing CSUS 053015103 52 592 SH OTR 02 575 0 17 BB&T Corporation CSUS 054937107 402 10647 SH SOLE 10647 0 0 BB&T Corporation CSUS 054937107 45 1187 SH OTR 03 0 0 1187 BB&T Corporation CSUS 054937107 2 63 SH OTR 02 0 0 63 Bank of America CSUS 060505104 1401 89515 SH SOLE 86849 0 2666 Bank of America CSUS 060505104 215 13735 SH OTR 03 0 0 13735 Bank of America CSUS 060505104 12 782 SH OTR 02 0 0 782 Berkshire Hathaway Cl B CSUS 084670702 2186 15132 SH SOLE 14715 0 417 Berkshire Hathaway Cl B CSUS 084670702 5 36 SH OTR 02 0 0 36 Berkshire Hathaway Inc Del Cl CSUS 084670108 216 1 SH SOLE 0 0 1 Boeing Co CSUS 097023105 726 5508 SH SOLE 5508 0 0 Bristol Myers Squibb CSUS 110122108 585 10853 SH SOLE 10853 0 0 CSX Corp CSUS 126408103 344 11294 SH SOLE 11294 0 0 Campbell Soup Co NFS CSUS 134429109 1958 35791 SH SOLE 850 0 34941 Cardinal Health Inc CSUS 14149y108 325 4186 SH SOLE 4186 0 0 Cardinal Health Inc CSUS 14149y108 11 139 SH OTR 03 0 0 139 Charles & Colvard Ltd CSUS 159765106 69 59176 SH SOLE 0 0 59176 Chemed Corp New CSUS 16359r103 208 1471 SH SOLE 1471 0 0 Chemed Corp New CSUS 16359r103 147 1044 SH OTR 03 0 0 1044 Chevrontexaco Corp CSUS 166764100 1288 12516 SH SOLE 11457 0 1059 Chevrontexaco Corp CSUS 166764100 3 26 SH OTR 03 0 0 26 Church & Dwight Co. Inc. CSUS 171340102 3916 81712 SH SOLE 81712 0 0 Cisco Systems Inc. CSUS 17275r102 223 7030 SH SOLE 6760 0 270 Cisco Systems Inc. CSUS 17275r102 283 8932 SH OTR 03 0 0 8932 Cisco Systems Inc. CSUS 17275r102 23 738 SH OTR 02 0 0 738 Citigroup Inc CSUS 172967424 103 2184 SH SOLE 1151 0 1033 Citigroup Inc CSUS 172967424 191 4052 SH OTR 03 0 0 4052 Citigroup Inc CSUS 172967424 10 219 SH OTR 02 0 0 219 Coca Cola Company CSUS 191216100 5889 139157 SH SOLE 69866 0 69291 Coca Cola Company CSUS 191216100 35 827 SH OTR 02 800 0 27 Colgate-Palmolive Co CSUS 194162103 590 7952 SH SOLE 7328 0 624 Corning Inc CSUS 219350105 73 3073 SH SOLE 3073 0 0 Corning Inc CSUS 219350105 162 6833 SH OTR 03 0 0 6833 Corning Inc CSUS 219350105 12 518 SH OTR 02 0 0 518 Cullen/Frost Bankers Inc. CSUS 229899109 5571 77443 SH SOLE 64456 0 12987 Cullen/Frost Bankers Inc. CSUS 229899109 134 1860 SH OTR 03 0 0 1860 Cummins Inc. CSUS 231021106 475 3706 SH SOLE 3706 0 0 Cummins Inc. CSUS 231021106 42 330 SH OTR 03 0 0 330 Denbury Resources Inc. CSUS 247916208 77 23846 SH OTR 03 0 0 23846 Diamondrock Hospitality Co. CSUS 252784301 116 12735 SH OTR 03 0 0 12735 Disney Walt Co Com CSUS 254687106 448 4827 SH SOLE 4827 0 0 Disney Walt Co Com CSUS 254687106 14 150 SH OTR 02 150 0 0 Dominion Resources VA CSUS 25746u109 233 3136 SH SOLE 3136 0 0 Dow Chemical Inc CSUS 260543103 275 5303 SH SOLE 5303 0 0 Dow Chemical Inc CSUS 260543103 3 50 SH OTR 02 0 0 50 DuPont EI DeNemour & Co. CSUS 263534109 276 4117 SH SOLE 3955 0 162 Duke Energy Corp CSUS 26441c204 381 4756 SH SOLE 3107 0 1649 Duke Energy Corp CSUS 26441c204 4 51 SH OTR 02 0 0 51 EP Energy Corp CSUS 268785102 103 23630 SH OTR 03 0 0 23630 Eaton Corp CSUS g29183103 810 12328 SH SOLE 12328 0 0 Eaton Corp CSUS g29183103 68 1035 SH OTR 03 0 0 1035 Eaton Corp CSUS g29183103 2 27 SH OTR 02 0 0 27 Eli Lilly & Company CSUS 532457108 4281 53337 SH SOLE 53337 0 0 Eli Lilly & Company CSUS 532457108 102 1274 SH OTR 03 0 0 1274 Eli Lilly & Company CSUS 532457108 21 266 SH OTR 02 150 0 116 Emcor Group Inc Com CSUS 29084q100 194 3255 SH OTR 03 0 0 3255 Emcor Group Inc Com CSUS 29084q100 13 221 SH OTR 02 0 0 221 Enpro Inds Inc. CSUS 29355x107 368 6481 SH SOLE 700 0 5781 Enterprise Products Partners L CSUS 293792107 1287 46597 SH SOLE 4288 0 42309 Enterprise Products Partners L CSUS 293792107 60 2180 SH OTR 02 0 0 2180 Exxon Mobil Corporation CSUS 30231g102 6941 79527 SH SOLE 73104 0 6424 Exxon Mobil Corporation CSUS 30231g102 1231 14100 SH OTR 02 14077 0 23 FIDELITY NATL INFO SVC COM CSUS 31620m106 320 4151 SH SOLE 4151 0 0 Facebook Inc. CSUS 30303m102 52 403 SH SOLE 403 0 0 Facebook Inc. CSUS 30303m102 224 1749 SH OTR 03 0 0 1749 Facebook Inc. CSUS 30303m102 6 47 SH OTR 02 0 0 47 First Merchants Corp CSUS 320817109 345 12884 SH SOLE 12884 0 0 First Merchants Corp CSUS 320817109 1 26 SH OTR 03 0 0 26 General Electric Company CSUS 369604103 1455 49132 SH SOLE 48992 0 140 Golden Star Resources Ltd. CSUS 38119t104 19 22300 SH SOLE 22300 0 0 HCA Healthcare Co CSUS 40412c101 7332 96944 SH SOLE 96944 0 0 HCA Healthcare Co CSUS 40412c101 1 16 SH OTR 03 0 0 16 Hancock Hldg Co Com CSUS 410120109 148 4573 SH SOLE 4573 0 0 Hancock Hldg Co Com CSUS 410120109 62 1899 SH OTR 03 0 0 1899 Hillenbrand Inc Com CSUS 431571108 2145 67793 SH SOLE 0 0 67793 Home Depot Inc CSUS 437076102 1408 10940 SH SOLE 10840 0 100 Home Depot Inc CSUS 437076102 208 1619 SH OTR 03 0 0 1619 Home Depot Inc CSUS 437076102 14 105 SH OTR 02 0 0 105 Honeywell International CSUS 438516106 571 4899 SH SOLE 3291 0 1608 Iberiabank Corp CSUS 450828108 829 12356 SH SOLE 6475 0 5881 Icici Bank Ltd. CSUS 45104g104 87 11612 SH OTR 03 0 0 11612 Icici Bank Ltd. CSUS 45104g104 10 1400 SH OTR 02 0 0 1400 Intel Corp CSUS 458140100 651 17242 SH SOLE 17242 0 0 Intel Corp CSUS 458140100 252 6666 SH OTR 03 0 0 6666 Intel Corp CSUS 458140100 17 457 SH OTR 02 0 0 457 Intergraph Corp CSUS 457187102 80 600 SH SOLE 600 0 0 Intergraph Corp CSUS 457187102 164 1230 SH OTR 03 0 0 1230 Intergraph Corp CSUS 457187102 15 110 SH OTR 02 0 0 110 International Business Machine CSUS 459200101 2029 12771 SH SOLE 12071 0 700 JPMorgan Chase & Company CSUS 46625h100 523 7853 SH SOLE 7853 0 0 JPMorgan Chase & Company CSUS 46625h100 271 4075 SH OTR 03 0 0 4075 JPMorgan Chase & Company CSUS 46625h100 21 309 SH OTR 02 0 0 309 Johnson & Johnson CSUS 478160104 771 6524 SH SOLE 6067 0 457 Johnson & Johnson CSUS 478160104 62 526 SH OTR 03 0 0 526 Johnson & Johnson CSUS 478160104 82 695 SH OTR 02 600 0 95 Kelly Services Inc. CSUS 488152208 769 40000 SH SOLE 40000 0 0 Kelly Services Inc. CSUS 488152208 13 659 SH OTR 03 0 0 659 Kelly Services Inc. CSUS 488152208 2 109 SH OTR 02 0 0 109 Kimberly-Clark Corp CSUS 494368103 204 1621 SH SOLE 1621 0 0 Kimberly-Clark Corp CSUS 494368103 2 19 SH OTR 02 0 0 19 Kraft Heinz Co CSUS 500754106 192 2143 SH SOLE 2130 0 13 Kraft Heinz Co CSUS 500754106 61 680 SH OTR 03 0 0 680 Kraft Heinz Co CSUS 500754106 2 27 SH OTR 02 0 0 27 L Brands Inc CSUS 501797104 329 4649 SH SOLE 4649 0 0 Lifepoint Hosp Inc CSUS 53219l109 1025 17308 SH SOLE 17308 0 0 Lifepoint Hosp Inc CSUS 53219l109 8 137 SH OTR 03 0 0 137 Lifepoint Hosp Inc CSUS 53219l109 1 20 SH OTR 02 0 0 20 Lockheed Martin Corp Com CSUS 539830109 333 1389 SH SOLE 1389 0 0 Lockheed Martin Corp Com CSUS 539830109 2 8 SH OTR 02 0 0 8 Mainsource Financial Group CSUS 56062y102 791 31713 SH SOLE 31713 0 0 Manulife Finl Corp CSUS 56501r106 5 378 SH SOLE 378 0 0 Manulife Finl Corp CSUS 56501r106 205 14518 SH OTR 03 0 0 14518 Manulife Finl Corp CSUS 56501r106 8 595 SH OTR 02 0 0 595 Marsh & McClellan Co Inc CSUS 571748102 571 8497 SH SOLE 8497 0 0 McDonalds Corp CSUS 580135101 220 1911 SH SOLE 1911 0 0 McDonalds Corp CSUS 580135101 37 324 SH OTR 02 300 0 24 Microsoft Corp CSUS 594918104 734 12749 SH SOLE 11837 0 912 Microsoft Corp CSUS 594918104 36 626 SH OTR 02 600 0 26 Mitsubishi Ufj Financial Group CSUS 606822104 66 13146 SH OTR 03 0 0 13146 Mitsubishi Ufj Financial Group CSUS 606822104 3 593 SH OTR 02 0 0 593 Mobil Telesytems Ojsc. CSUS 607409109 93 12159 SH OTR 03 0 0 12159 Mobil Telesytems Ojsc. CSUS 607409109 8 1014 SH OTR 02 0 0 1014 Nextera Energy CSUS 65339f101 763 6237 SH SOLE 5187 0 1050 Norfolk Southern Corporation CSUS 655844108 573 5905 SH SOLE 5905 0 0 Northern Trust Corp CSUS 665859104 223 3280 SH SOLE 3280 0 0 Northrop Grumman Corp Com CSUS 666807102 373 1742 SH SOLE 1742 0 0 Northrop Grumman Corp Com CSUS 666807102 54 253 SH OTR 03 0 0 253 Northrop Grumman Corp Com CSUS 666807102 3 13 SH OTR 02 0 0 13 Occidental Pete CP Del Com CSUS 674599105 711 9751 SH SOLE 1646 0 8105 Occidental Pete CP Del Com CSUS 674599105 3 40 SH OTR 02 0 0 40 Opko Health Inc. CSUS 68375n103 110 10375 SH SOLE 10375 0 0 Parker Drilling Company CSUS 701081101 40 18537 SH SOLE 18537 0 0 Parker Drilling Company CSUS 701081101 17 7980 SH OTR 03 0 0 7980 Pepsico Inc CSUS 713448108 1997 18358 SH SOLE 18252 0 106 Pepsico Inc CSUS 713448108 1 13 SH OTR 02 0 0 13 Pfizer Inc CSUS 717081103 945 27888 SH SOLE 21003 0 6885 Pfizer Inc CSUS 717081103 212 6273 SH OTR 03 0 0 6273 Pfizer Inc CSUS 717081103 13 397 SH OTR 02 0 0 397 Philip Morris Int'l CSUS 718172109 364 3748 SH SOLE 3748 0 0 Philip Morris Int'l CSUS 718172109 4 41 SH OTR 02 0 0 41 Procter & Gamble CSUS 742718109 4830 53814 SH SOLE 52050 0 1764 Procter & Gamble CSUS 742718109 56 620 SH OTR 02 600 0 20 Public Service Enterprise Grou CSUS 744573106 323 7722 SH SOLE 7722 0 0 Public Service Enterprise Grou CSUS 744573106 27 648 SH OTR 03 0 0 648 Public Service Enterprise Grou CSUS 744573106 2 51 SH OTR 02 0 0 51 QualComm Inc CSUS 747525103 262 3832 SH SOLE 3832 0 0 Regal-Beloit Corporation CSUS 758750103 269 4518 SH SOLE 4518 0 0 Regions Financial Corp CSUS 7591ep100 159 16082 SH SOLE 15628 0 454 Regions Financial Corp CSUS 7591ep100 17 1768 SH OTR 03 0 0 1768 Sanderson Farms Inc Com CSUS 800013104 61 630 SH SOLE 630 0 0 Sanderson Farms Inc Com CSUS 800013104 137 1426 SH OTR 03 0 0 1426 Sanderson Farms Inc Com CSUS 800013104 13 139 SH OTR 02 0 0 139 Scana Corp Holding Co CSUS 80589m102 309 4264 SH SOLE 4264 0 0 Service Corp Intl. CSUS 817565104 251 9469 SH SOLE 9469 0 0 Service First Bankshares CSUS 81768t108 779 15000 SH SOLE 15000 0 0 Sprint Corporation CSUS 85207u105 10 1552 SH SOLE 1552 0 0 Sprint Corporation CSUS 85207u105 122 18343 SH OTR 03 0 0 18343 Starbucks Corp Com CSUS 855244109 138 2550 SH SOLE 2550 0 0 Starbucks Corp Com CSUS 855244109 98 1815 SH OTR 03 0 0 1815 Starbucks Corp Com CSUS 855244109 8 148 SH OTR 02 0 0 148 Sun Life Finl Svcs CDA Com CSUS 866796105 251 7712 SH OTR 03 0 0 7712 Sun Life Finl Svcs CDA Com CSUS 866796105 14 445 SH OTR 02 0 0 445 Suntrust Banks Inc CSUS 867914103 233 5318 SH SOLE 5268 0 50 Suntrust Banks Inc CSUS 867914103 26 600 SH OTR 03 0 0 600 Target Corp Com CSUS 87612e106 146 2131 SH SOLE 2131 0 0 Target Corp Com CSUS 87612e106 68 990 SH OTR 03 0 0 990 Target Corp Com CSUS 87612e106 5 75 SH OTR 02 0 0 75 Teekay Tankers Ltd. CSUS y8565n102 25 10000 SH OTR 03 0 0 10000 Teekay Tankers Ltd. CSUS y8565n102 2 662 SH OTR 02 0 0 662 Texas Instrs Inc Com CSUS 882508104 125 1777 SH SOLE 1777 0 0 Texas Instrs Inc Com CSUS 882508104 86 1225 SH OTR 03 0 0 1225 Texas Instrs Inc Com CSUS 882508104 12 178 SH OTR 02 0 0 178 The Southern Company CSUS 842587107 845 16481 SH SOLE 13755 0 2726 The Southern Company CSUS 842587107 2 37 SH OTR 02 0 0 37 Total Sys Svcs Inc Com CSUS 891906109 246 5217 SH SOLE 5217 0 0 Total Sys Svcs Inc Com CSUS 891906109 1 24 SH OTR 03 0 0 24 US Bancorp CSUS 902973304 242 5637 SH SOLE 3901 0 1736 United Healthcare Corp. CSUS 91324p102 280 2003 SH SOLE 2003 0 0 United Healthcare Corp. CSUS 91324p102 253 1804 SH OTR 03 0 0 1804 United Healthcare Corp. CSUS 91324p102 20 146 SH OTR 02 0 0 146 Unumprovident Corp CSUS 91529y106 94 2659 SH SOLE 159 0 2500 Unumprovident Corp CSUS 91529y106 106 3014 SH OTR 03 0 0 3014 Unumprovident Corp CSUS 91529y106 9 263 SH OTR 02 0 0 263 Verizon Communications CSUS 92343v104 945 18185 SH SOLE 17776 0 409 Verizon Communications CSUS 92343v104 37 703 SH OTR 03 0 0 703 Verizon Communications CSUS 92343v104 6 117 SH OTR 02 0 0 117 Vishay Intertech Inc CSUS 928298108 149 10589 SH OTR 03 0 0 10589 Vishay Intertech Inc CSUS 928298108 12 869 SH OTR 02 0 0 869 WalMart Stores Inc CSUS 931142103 529 7333 SH SOLE 7333 0 0 WalMart Stores Inc CSUS 931142103 187 2591 SH OTR 03 0 0 2591 WalMart Stores Inc CSUS 931142103 9 127 SH OTR 02 0 0 127 Wells Fargo & Co New CSUS 949746101 444 10028 SH SOLE 9528 0 500 Wells Fargo & Co New CSUS 949746101 2 37 SH OTR 02 0 0 37 Wesco International CSUS 95082P105 210 3423 SH OTR 03 0 0 3423 Yum Brands Inc CSUS 988498101 482 5311 SH SOLE 5311 0 0 Yuma Energy Inc CSUS 98872e108 64 256228 SH SOLE 256228 0 0 iShares Russell 1000 CSUS 464287614 1075 10318 SH SOLE 10318 0 0 iShares S&P Midcap 400 Index F CSUS 464287507 2386 15423 SH SOLE 15039 0 384 iShares Tr Russell 2000 Index CSUS 464287655 760 6116 SH SOLE 5481 0 635 iShares Tr S&P 500 CSUS 464287309 4986 40981 SH SOLE 40027 0 954 iShares Tr S&P 500 Index Fd CSUS 464287200 1884 8660 SH SOLE 8302 0 358 iShares Tr S&P Smlcap 600 CSUS 464287804 919 7405 SH SOLE 7374 0 31 Blackrock Enhanced Dividend Ac SFUS 09251a104 128 16272 SH SOLE 16272 0 0 Eaton Vance Risk Mngd Diversif SFUS 27829g106 135 14284 SH SOLE 14284 0 0 Vanguard Extended Market ETF SFUS 922908652 2548 27920 SH SOLE 26347 0 1573 Vanguard Index S&P 500 ETF SFUS 922908363 11888 59831 SH SOLE 55572 0 4259 Vanguard Small Cap Val I VPR SFUS 922908611 217 1964 SH SOLE 1964 0 0 Vanguard Total Stock Market ET SFUS 922908769 1788 16063 SH SOLE 16063 0 0 Vident US Equity SFUS 26922a503 458386 17110332 SH SOLE 15685950 0 1424382 Vident US Equity SFUS 26922a503 289 10771 SH OTR 02 10771 0 0 iShares MSCI EAFE Small Cap In SFUS 464288273 519 9901 SH SOLE 9901 0 0 iShares MSCI Frontier 100 ETF SFUS 464286145 2361 91934 SH OTR 03 0 0 91934 iShares MSCI Frontier 100 ETF SFUS 464286145 205 7976 SH OTR 02 2230 0 5746 iShares MSCI USA Min Volatilit SFUS 46429b697 1557 34274 SH SOLE 33258 0 1016 iShares Russell 1000 Value SFUS 464287598 1058 10014 SH SOLE 9139 0 875 iShares Russell 1000 Value SFUS 464287598 17 164 SH OTR 02 164 0 0 iShares Tr S & P 500/Bar Val SFUS 464287408 8126 85575 SH SOLE 83041 0 2534 iShares Trust Currency SFUS 46434v803 2995 120733 SH SOLE 117582 0 3151 iShares USA Momentum Factor ET SFUS 46432f396 1468 18968 SH SOLE 18449 0 519 Vanguard REIT Index ETF RFUS 922908553 1426 16435 SH SOLE 15430 0 1005 iShares DJ US Real Estate Inde RFUS 464287739 322 3991 SH SOLE 3991 0 0 DBX ETF MSCI Europe Hedged IFUS 233051853 4068 157720 SH SOLE 152322 0 5398 Powershares Global ETF IFUS 73936t573 206 6741 SH SOLE 6741 0 0 Vanguard Emerging Markets Stoc IFUS 922042858 272 7220 SH SOLE 7220 0 0 Vanguard FTSE Europe ETF IFUS 922042874 208140 4271281 SH SOLE 3917121 0 354161 Vident International Equity Fu IFUS 26922a404 559149 25450584 SH SOLE 23309164 0 2141419 Vident International Equity Fu IFUS 26922a404 311 14171 SH OTR 02 14171 0 0 iShares Core MSCI EAFE IFUS 46432f842 2837 51447 SH SOLE 50286 0 1161 iShares Core MSCI Emerging Mar IFUS 46434g103 144569 3169683 SH SOLE 2939075 0 230608 iShares Core MSCI Emerging Mar IFUS 46434g103 1873 41074 SH OTR 03 0 0 41074 iShares Core MSCI Emerging Mar IFUS 46434g103 218 4780 SH OTR 02 4780 0 0 iShares Core MSCI Pacific IFUS 46434v696 156271 3073182 SH SOLE 2813585 0 259597 iShares MSCI ACWI ex-US Index IFUS 464288240 22133 533574 SH SOLE 513414 0 20160 iShares MSCI Australia Index IFUS 464286103 56 2678 SH SOLE 2678 0 0 iShares MSCI Australia Index IFUS 464286103 818 39143 SH OTR 03 0 0 39143 iShares MSCI Australia Index IFUS 464286103 33 1591 SH OTR 02 0 0 1591 iShares MSCI EAFE Index IFUS 464287465 2220 37542 SH SOLE 37542 0 0 iShares MSCI EAFE Index IFUS 464287465 34 573 SH OTR 02 573 0 0 iShares MSCI Emerg Mrkt Index IFUS 464287234 1013 27058 SH SOLE 27058 0 0 iShares MSCI Emerging Market S IFUS 464286475 958 21602 SH OTR 03 0 0 21602 iShares MSCI Emerging Market S IFUS 464286475 33 745 SH OTR 02 0 0 745 iShares MSCI Emerging Mkts Min IFUS 464286533 4122 76243 SH SOLE 75351 0 892 iShares MSCI India Index IFUS 46429b598 436 14809 SH OTR 03 0 0 14809 iShares MSCI India Index IFUS 46429b598 33 1133 SH OTR 02 0 0 1133 iShares MSCI Taiwan Index IFUS 464286731 75 4800 SH SOLE 4800 0 0 iShares MSCI Taiwan Index IFUS 464286731 935 59533 SH OTR 03 0 0 59533 iShares MSCI Taiwan Index IFUS 464286731 35 2218 SH OTR 02 0 0 2218 iShares MSCI Thailand Index IFUS 464286624 889 12098 SH OTR 03 0 0 12098 iShares MSCI Thailand Index IFUS 464286624 34 456 SH OTR 02 0 0 456 iShares MSCI ACWI Index FGUS 464288257 13299 225030 SH SOLE 205045 0 19985 iShares MSCI ACWI Index FGUS 464288257 212 3585 SH OTR 02 3585 0 0 ABB LTD Sponsored ADR ISUS 000375204 213 9484 SH OTR 03 0 0 9484 ABB LTD Sponsored ADR ISUS 000375204 3 114 SH OTR 02 0 0 114 Aegon N V Sponsored ADR ISUS 007924103 9 2356 SH SOLE 2356 0 0 Aegon N V Sponsored ADR ISUS 007924103 88 22836 SH OTR 03 0 0 22836 Aegon N V Sponsored ADR ISUS 007924103 3 846 SH OTR 02 0 0 846 Alibaba Group Holding Ltd ISUS 01609w102 23 214 SH SOLE 175 0 39 Alibaba Group Holding Ltd ISUS 01609w102 317 2997 SH OTR 03 0 0 2997 Alibaba Group Holding Ltd ISUS 01609w102 11 107 SH OTR 02 0 0 107 Ambev Shs ADR ISUS 02319v103 106 17482 SH OTR 03 0 0 17482 Ambev Shs ADR ISUS 02319v103 9 1545 SH OTR 02 0 0 1545 BANCO BRADESCO S A SP ADR PFD ISUS 059460303 95 10495 SH OTR 03 0 0 10495 BP Plc Adr F Sponsored A ISUS 055622104 378 10757 SH SOLE 8829 0 1928 BP Plc Adr F Sponsored A ISUS 055622104 91 2593 SH OTR 03 0 0 2593 BP Plc Adr F Sponsored A ISUS 055622104 3 73 SH OTR 02 0 0 73 Banco Santander SA ADR ISUS 05964h105 80 18206 SH OTR 03 0 0 18206 Banco Santander SA ADR ISUS 05964h105 4 911 SH OTR 02 0 0 911 CHUNGHWA TELECOM CO SPONSORED ISUS 17133q502 231 6599 SH OTR 03 0 0 6599 CHUNGHWA TELECOM CO SPONSORED ISUS 17133q502 39 1103 SH OTR 02 0 0 1103 China Mobile Hong Kong ISUS 16941m109 339 5510 SH OTR 03 0 0 5510 China Mobile Hong Kong ISUS 16941m109 20 328 SH OTR 02 0 0 328 China Petroleum & Chem-ADR ISUS 16941r108 229 3103 SH OTR 03 0 0 3103 China Petroleum & Chem-ADR ISUS 16941r108 15 206 SH OTR 02 0 0 206 China Unicom Ltd ADR ISUS 16945r104 127 10406 SH OTR 03 0 0 10406 China Unicom Ltd ADR ISUS 16945r104 6 531 SH OTR 02 0 0 531 Cnooc Ltd ISUS 126132109 203 1601 SH OTR 03 0 0 1601 Cnooc Ltd ISUS 126132109 16 127 SH OTR 02 0 0 127 Ericsson Tel-SP ADR ISUS 294821608 0 22 SH SOLE 2 0 20 Ericsson Tel-SP ADR ISUS 294821608 77 10637 SH OTR 03 0 0 10637 Ericsson Tel-SP ADR ISUS 294821608 8 1171 SH OTR 02 0 0 1171 Flextronics Intrl Inc ISUS y2573f102 144 10541 SH OTR 03 0 0 10541 Flextronics Intrl Inc ISUS y2573f102 11 810 SH OTR 02 0 0 810 Gold Fields LTD Spons ADR ISUS 38059t106 44 9171 SH OTR 03 0 0 9171 Gold Fields LTD Spons ADR ISUS 38059t106 6 1220 SH OTR 02 0 0 1220 KT Corp Sponsored ADR ISUS 48268k101 347 21623 SH OTR 03 0 0 21623 KT Corp Sponsored ADR ISUS 48268k101 21 1318 SH OTR 02 0 0 1318 Korea Electric Pwr Sponsored A ISUS 500631106 325 13329 SH OTR 03 0 0 13329 Korea Electric Pwr Sponsored A ISUS 500631106 25 1016 SH OTR 02 0 0 1016 Lloyds TSB Group PLC Sponsored ISUS 539439109 34 11883 SH OTR 03 0 0 11883 Lloyds TSB Group PLC Sponsored ISUS 539439109 1 489 SH OTR 02 0 0 489 MIZUHO FINL GROUP INC SPONSORE ISUS 60687y109 45 13245 SH OTR 03 0 0 13245 MIZUHO FINL GROUP INC SPONSORE ISUS 60687y109 2 734 SH OTR 02 0 0 734 Mondelez Int'l Inc ISUS 609207105 2384 54306 SH SOLE 54266 0 40 P.T. Telekom TBK ADR ISUS 715684106 216 3266 SH OTR 03 0 0 3266 P.T. Telekom TBK ADR ISUS 715684106 17 258 SH OTR 02 0 0 258 Posco ADR ISUS 693483109 225 4396 SH OTR 03 0 0 4396 Posco ADR ISUS 693483109 13 260 SH OTR 02 0 0 260 Schlumberger Limited ISUS 806857108 274 3484 SH SOLE 3334 0 150 Schlumberger Limited ISUS 806857108 3 33 SH OTR 02 0 0 33 Siliconware Precisin Sponsd AD ISUS 827084864 116 15683 SH OTR 03 0 0 15683 Siliconware Precisin Sponsd AD ISUS 827084864 12 1579 SH OTR 02 0 0 1579 Sony Corp Adr New ISUS 835699307 207 6224 SH OTR 03 0 0 6224 Sony Corp Adr New ISUS 835699307 3 86 SH OTR 02 0 0 86 Stmicroelectonics Com ISUS 861012102 87 10726 SH OTR 03 0 0 10726 Taiwan Semicond Mfg Co. ISUS 874039100 628 20535 SH OTR 03 0 0 20535 Taiwan Semicond Mfg Co. ISUS 874039100 64 2084 SH OTR 02 0 0 2084 United Microelectronics Corp ISUS 910873405 142 76727 SH OTR 03 0 0 76727 United Microelectronics Corp ISUS 910873405 16 8620 SH OTR 02 0 0 8620 Woori Bank ADR ISUS 98105t104 185 5887 SH OTR 03 0 0 5887 Woori Bank ADR ISUS 98105t104 24 754 SH OTR 02 0 0 754 YANZHOU COAL MNG LTD SPON ADR ISUS 984846105 1 220 SH SOLE 220 0 0 YANZHOU COAL MNG LTD SPON ADR ISUS 984846105 61 8928 SH OTR 03 0 0 8928 YANZHOU COAL MNG LTD SPON ADR ISUS 984846105 11 1628 SH OTR 02 0 0 1628 iShares Inc MSCI Malaysia Free ISUS 464286830 511 63041 SH OTR 03 0 0 63041 iShares Inc MSCI Malaysia Free ISUS 464286830 22 2683 SH OTR 02 0 0 2683 iShares MSCI Poland ISUS 46429b606 446 24484 SH OTR 03 0 0 24484 iShares MSCI Poland ISUS 46429b606 28 1517 SH OTR 02 0 0 1517 iShares MSCI South Korea ISUS 464286772 909 15640 SH OTR 03 0 0 15640 iShares MSCI South Korea ISUS 464286772 34 582 SH OTR 02 0 0 582 Blackrock Debt Strategies BFUS 09255r103 43 11764 SH SOLE 11764 0 0 Flexshares IBOXX 5 Year Target BFUS 33939L605 117346 4605429 SH SOLE 4302743 0 302685 Ishares Trust Floating Rate No BFUS 46429b655 1050 20697 SH SOLE 20697 0 0 SPDR Barclays Int'l ETF BFUS 78464a516 394 13672 SH SOLE 13672 0 0 Vanguard Bond Index BFUS 921937827 3330 41193 SH SOLE 37980 0 3213 Vanguard Interm-Tm Corp Bd Idx BFUS 92206c870 4813 53731 SH SOLE 49813 0 3918 Vanguard Total Bond Mkt ETF BFUS 921937835 667 7930 SH SOLE 7930 0 0 Vident Core US Bond Strategy BFUS 26922a602 475726 9160913 SH SOLE 8528569 0 632344 iShares 10+ Years Credit Bond BFUS 464289511 812 12834 SH SOLE 12391 0 443 iShares Barclay Short Treasury BFUS 464288679 539 4882 SH SOLE 4882 0 0 iShares Barclays 0-5 Yr TIPS BFUS 46429b747 217 2151 SH SOLE 1465 0 686 iShares Barclays 1-3 Yr Treas BFUS 464287457 2301 27059 SH SOLE 24135 0 2924 iShares Barclays 20+ Year Trea BFUS 464287432 344 2500 SH SOLE 2360 0 140 iShares Barclays Agg Bond BFUS 464287226 5488 48819 SH SOLE 46118 0 2701 iShares Barclays Credit 1-3 Yr BFUS 464288646 815 7708 SH SOLE 6463 0 1245 iShares Barclays MBS Bond ETF BFUS 464288588 1434 13022 SH SOLE 13022 0 0 iShares GS Inv. Top BFUS 464287242 1733 14069 SH SOLE 13606 0 463 iShares JPMorgan USD Emerging BFUS 464288281 1575 13433 SH SOLE 12970 0 463 iShares Lehman 7-10 Trs BFUS 464287440 797 7124 SH SOLE 7124 0 0 iShares Lehman Intermediate Cr BFUS 464288638 4467 40114 SH SOLE 39098 0 1016 iShares Lehman US Treasury Inf BFUS 464287176 884 7590 SH SOLE 7133 0 457 iShares Lehman US Treasury Inf BFUS 464287176 4009 34418 SH OTR 02 868 0 33550 iShares TR IBOXX High Yield BFUS 464288513 312 3576 SH SOLE 3576 0 0 iShares US ETF Short Maturity BFUS 46431w507 1734 34545 SH SOLE 33200 0 1345 ETFs Precious Metals Basket CFUS 26922w109 502 7534 SH SOLE 5455 0 2079 IPath Dow Jones AIG Commodity CFUS 06738c778 1518 64669 SH SOLE 57180 0 7489 SPDR Gold Trust CFUS 78463V107 180 1429 SH SOLE 1429 0 0 SPDR Gold Trust CFUS 78463V107 383 3051 SH OTR 02 3051 0 0 iShares Comex Gold Trust CFUS 464285105 84446 6654530 SH SOLE 6100934 0 553597 iShares Comex Gold Trust CFUS 464285105 5567 438689 SH OTR 02 280108 0 158581 iShares Silver Tr CFUS 46428q109 181 9964 SH SOLE 9964 0 0 iShares Silver Tr CFUS 46428q109 535 29396 SH OTR 02 29396 0 0