0001127602-13-027879.txt : 20130926 0001127602-13-027879.hdr.sgml : 20130926 20130926192946 ACCESSION NUMBER: 0001127602-13-027879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130925 FILED AS OF DATE: 20130926 DATE AS OF CHANGE: 20130926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Google Inc. CENTRAL INDEX KEY: 0001288776 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 770493581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650 623 4000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMIDT ERIC E CENTRAL INDEX KEY: 0001242463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50726 FILM NUMBER: 131117719 MAIL ADDRESS: STREET 1: C/O GOOGLE INC STREET 2: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-09-25 0001288776 Google Inc. GOOG 0001242463 SCHMIDT ERIC E C/O GOOGLE INC. 1600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW CA 94043 1 1 Executive Chairman of Board Class A Common Stock 2013-09-25 4 C 0 2412 0 A 2412 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 50 875.8944 D 2362 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 599 876.644 D 1763 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 448 877.4429 D 1315 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 152 878.3463 D 1163 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 146 879.6626 D 1017 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 316 880.5842 D 701 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 368 881.6305 D 333 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 168 882.2521 D 165 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 32 883.2455 D 133 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 37 884.5291 D 96 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 11 885.0933 D 85 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 85 886.5421 D 0 I By Limited Partnership I Class A Common Stock 2013-09-25 4 S 0 200 876.91 D 90561 I By The Schmidt Family Foundation Class A Common Stock 2013-09-25 4 S 0 500 877.274 D 90061 I By The Schmidt Family Foundation Class A Common Stock 2013-09-25 4 S 0 2300 878.6128 D 87761 I By The Schmidt Family Foundation Class A Common Stock 2013-09-25 4 S 0 2800 879.665 D 84961 I By The Schmidt Family Foundation Class A Common Stock 2013-09-25 4 S 0 2000 880.305 D 82961 I By The Schmidt Family Foundation Class A Common Stock 2013-09-25 4 S 0 200 881.0905 D 82761 I By The Schmidt Family Foundation Class A Common Stock 2013-09-25 4 S 0 214 884.5291 D 555 I By Limited Partnership II Class A Common Stock 2013-09-25 4 S 0 62 885.0933 D 493 I By Limited Partnership II Class A Common Stock 2013-09-25 4 S 0 493 886.5421 D 0 I By Limited Partnership II Class A Common Stock 29084 I By Schmidt Ocean Institute Class A Common Stock 100000 I By Schmidt Science and Philanthropic Foundation Google Stock Unit 34095 D Google Stock Unit 3100 D Class A Common Stock 33662 D Google Stock Unit 1691 D Class B Common Stock 0 2013-09-25 4 C 0 2412 0 D Class A Common Stock 2412 160582 I By Limited Partnership I Class B Common Stock 0 Class A Common Stock 1194309 1194309 D Class B Common Stock 0 Class A Common Stock 738861 738861 I By Limited Partnership II Class B Common Stock 0 Class A Common Stock 2911554 2911554 I By Trust Option To Purchase Class A Common Stock 612.00 2021-02-02 Class A Common Stock 181840 181840 D Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $875.72 to $876.00, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (13) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $876.01 to $877.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $877.01 to $878.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $878.01 to $879.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $879.01 to $880.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $880.01 to $881.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $881.01 to $882.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $882.01 to $883.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $883.01 to $884.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $884.01 to $885.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $885.01 to $886.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $886.01 to $887.00, inclusive. The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. The GSUs vest as follows: 1/4th of the GSUs shall vest 12 months after vesting commencement date and 1/16th each quarter thereafter until the units are fully vested, subject to continued employment with Google on the applicable vesting dates. The GSUs vest as follows: 5/8 of the 8,266 shares vest on September 25, 2013 and 1/16th of the remaining GSUs will vest on November 2, 2013 and each quarter thereafter, subject to continued employment on the applicable vesting dates. The GSUs vest as follows: 31/48 of the 4,773 shares vest on September 25, 2013 and 1/48th of the remaining GSUs will vest on October 2, 2013 and each month thereafter until the GSUs are fully vested, subject to continued employment with Google on the applicable vesting dates. All shares are exercisable as of the transaction date. There is no expiration date for the Issuer's Class B Common Stock. The option provided for vesting as follows: 25% of the option shall vest 12 months after vesting commencement date and 1/48th of shares shall vest each month thereafter until the option is fully vested, subject to continued employment with Google on the applicable vesting dates. This Form 4 is one of two Form 4s filed on September 26, 2013 for transactions effected by the Reporting Person on September 25, 2013. All of the sale transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person. /s/ Valentina Margulis, as attorney-in-fact for Eric E. Schmidt 2013-09-26