0001610717-23-000319.txt : 20231027 0001610717-23-000319.hdr.sgml : 20231027 20231027161422 ACCESSION NUMBER: 0001610717-23-000319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231025 FILED AS OF DATE: 20231027 DATE AS OF CHANGE: 20231027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLATT LAWRENCE CENTRAL INDEX KEY: 0001242110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39617 FILM NUMBER: 231355679 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aligos Therapeutics, Inc. CENTRAL INDEX KEY: 0001799448 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE DR., 2ND FLOOR CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: (800) 466-6059 MAIL ADDRESS: STREET 1: ONE CORPORATE DR., 2ND FLOOR CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 form4.xml X0508 4 2023-10-25 0001799448 Aligos Therapeutics, Inc. ALGS 0001242110 BLATT LAWRENCE C/O ALIGOS THERAPEUTICS, INC. 1 CORPORATE DRIVE, 2ND FLOOR SOUTH SAN FRANCISCO CA 94080 true true Chief Executive Officer false Common Stock 2023-10-25 4 A 0 610277 0.7568 A 1847575 D Common Stock 113423 I See footnote Common Stock 122601 I See footnote Common Stock 18517 I See footnote Common Stock 18517 I See footnote Warrants (Right to Buy) 0.7568 2023-10-25 4 A 0 305138 0.125 A 2023-10-25 2030-10-25 Common Stock 305138 305138 D Lawrence M. Blatt Living Trust dated 8/27/14. PENSCO Trust Company LLC Custodian FBO Dr. Lawrence Blatt IRA. Zachary David Blatt Irrevocable Trust dated 8/24/14. Zoe Anne Blatt Irrevocable Trust dated 8/24/14. /s/ Lucinda Y. Quan, as attorney-in fact for Lawrence M. Blatt 2023-10-27