0001209191-21-031087.txt : 20210507
0001209191-21-031087.hdr.sgml : 20210507
20210507211738
ACCESSION NUMBER: 0001209191-21-031087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210505
FILED AS OF DATE: 20210507
DATE AS OF CHANGE: 20210507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STAVIS ROBERT M
CENTRAL INDEX KEY: 0001241953
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36376
FILM NUMBER: 21904927
MAIL ADDRESS:
STREET 1: 211 HOMMOCKS ROAD
CITY: LARCHMONT
STATE: NY
ZIP: 10538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 2U, Inc.
CENTRAL INDEX KEY: 0001459417
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262335939
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7900 HARKINS ROAD
CITY: LANHAM
STATE: MD
ZIP: 20706
BUSINESS PHONE: (301) 892-4350
MAIL ADDRESS:
STREET 1: 7900 HARKINS ROAD
CITY: LANHAM
STATE: MD
ZIP: 20706
FORMER COMPANY:
FORMER CONFORMED NAME: 2tor, Inc.
DATE OF NAME CHANGE: 20090324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-05
0
0001459417
2U, Inc.
TWOU
0001241953
STAVIS ROBERT M
C/O 2U, INC.
7900 HARKINS ROD
LANHAM
MD
20706
1
0
0
0
Common Stock
2021-05-05
4
A
0
6054
0.00
A
33810
D
Common Stock
2021-05-05
4
A
0
1399
39.31
A
35209
D
Common Stock
2021-05-05
4
A
0
635
39.31
A
35844
D
Common Stock
103130
D
Common Stock
35707
I
See footnote
Common Stock
35740
I
See footnote
The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
The shares underlying this restricted stock unit award will vest in full on April 1, 2022, subject to the reporting person's continued service as a director of the issuer as of that date.
The reporting person has agreed to assign to Deer Management Co. LLC the right to any shares issuable pursuant to the restricted stock unit award or any proceeds from the sale thereof; accordingly, the reporting person disclaims beneficial ownership of these restricted stock units except to the extent of his pecuniary interest therein, if any.
The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $55,000.
The restricted stock units were issued to the reporting person in lieu of annual chair retainer fees of $25,000.
The shares reported are held by Stavis Ventures II, LLC ("Stavis Ventures"). Stavis Ventures is controlled by the reporting person, and the reporting person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.
The shares reported are held by Stavco Venture Holdings LLC ("Stavco Venture Holdings"). Stavco Venture Holdings is controlled by the spouse of the reporting person, and the reporting person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.
/s/ Matthew J. Norden, attorney-in-fact
2021-05-07