0001209191-21-031087.txt : 20210507 0001209191-21-031087.hdr.sgml : 20210507 20210507211738 ACCESSION NUMBER: 0001209191-21-031087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210505 FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAVIS ROBERT M CENTRAL INDEX KEY: 0001241953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 21904927 MAIL ADDRESS: STREET 1: 211 HOMMOCKS ROAD CITY: LARCHMONT STATE: NY ZIP: 10538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-05 0 0001459417 2U, Inc. TWOU 0001241953 STAVIS ROBERT M C/O 2U, INC. 7900 HARKINS ROD LANHAM MD 20706 1 0 0 0 Common Stock 2021-05-05 4 A 0 6054 0.00 A 33810 D Common Stock 2021-05-05 4 A 0 1399 39.31 A 35209 D Common Stock 2021-05-05 4 A 0 635 39.31 A 35844 D Common Stock 103130 D Common Stock 35707 I See footnote Common Stock 35740 I See footnote The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. The shares underlying this restricted stock unit award will vest in full on April 1, 2022, subject to the reporting person's continued service as a director of the issuer as of that date. The reporting person has agreed to assign to Deer Management Co. LLC the right to any shares issuable pursuant to the restricted stock unit award or any proceeds from the sale thereof; accordingly, the reporting person disclaims beneficial ownership of these restricted stock units except to the extent of his pecuniary interest therein, if any. The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $55,000. The restricted stock units were issued to the reporting person in lieu of annual chair retainer fees of $25,000. The shares reported are held by Stavis Ventures II, LLC ("Stavis Ventures"). Stavis Ventures is controlled by the reporting person, and the reporting person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any. The shares reported are held by Stavco Venture Holdings LLC ("Stavco Venture Holdings"). Stavco Venture Holdings is controlled by the spouse of the reporting person, and the reporting person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any. /s/ Matthew J. Norden, attorney-in-fact 2021-05-07