0001225208-11-022048.txt : 20110921 0001225208-11-022048.hdr.sgml : 20110921 20110921142727 ACCESSION NUMBER: 0001225208-11-022048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110919 FILED AS OF DATE: 20110921 DATE AS OF CHANGE: 20110921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHELDON DAN CENTRAL INDEX KEY: 0001241820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 111101199 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 doc4.xml X0304 4 2011-09-19 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001241820 SHELDON DAN 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 Corporate Vice President Common Stock 2011-09-19 4 M 0 5567.0000 17.7100 A 62948.1011 D Common Stock 2011-09-19 4 S 0 5240.0000 20.5285 D 57708.1011 D Stock Option (Right to Buy) 17.7100 2011-09-19 4 M 0 5567.0000 0.0000 D 2007-04-02 2011-09-20 Common Stock 5567.0000 0.0000 D The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on March 3, 2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.48 - $20.59, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Adam D. Amsterdam, Power of Attorney 2011-09-21