0001225208-11-022048.txt : 20110921
0001225208-11-022048.hdr.sgml : 20110921
20110921142727
ACCESSION NUMBER: 0001225208-11-022048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110919
FILED AS OF DATE: 20110921
DATE AS OF CHANGE: 20110921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1981 MARCUS AVENUE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 1981 MARCUS AVENUE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHELDON DAN
CENTRAL INDEX KEY: 0001241820
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 111101199
MAIL ADDRESS:
STREET 1: 1981 MARCUS AVENUE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
4
1
doc4.xml
X0304
4
2011-09-19
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001241820
SHELDON DAN
1981 MARCUS AVENUE
LAKE SUCCESS
NY
11042
1
Corporate Vice President
Common Stock
2011-09-19
4
M
0
5567.0000
17.7100
A
62948.1011
D
Common Stock
2011-09-19
4
S
0
5240.0000
20.5285
D
57708.1011
D
Stock Option (Right to Buy)
17.7100
2011-09-19
4
M
0
5567.0000
0.0000
D
2007-04-02
2011-09-20
Common Stock
5567.0000
0.0000
D
The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on March 3, 2011.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.48 - $20.59, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Adam D. Amsterdam, Power of Attorney
2011-09-21