0001209191-14-067160.txt : 20141106 0001209191-14-067160.hdr.sgml : 20141106 20141106201908 ACCESSION NUMBER: 0001209191-14-067160 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141106 FILED AS OF DATE: 20141106 DATE AS OF CHANGE: 20141106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshpet, Inc. CENTRAL INDEX KEY: 0001611647 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 201884894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 201-520-4000 MAIL ADDRESS: STREET 1: 400 PLAZA DRIVE, 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON RICHARD C CENTRAL INDEX KEY: 0001241675 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36729 FILM NUMBER: 141202391 MAIL ADDRESS: STREET 1: 400 PLAZA DRIVE 1ST FLOOR CITY: SECAUCUS STATE: NJ ZIP: 07094 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-11-06 0 0001611647 Freshpet, Inc. FRPT 0001241675 THOMPSON RICHARD C C/O FRESHPET, INC. 400 PLAZA DRIVE, FLOOR 1 SECAUCUS NJ 07094 1 1 0 0 Chief Executive Officer Common Stock 140276 I See Footnotes Series C Preferred Stock 7.10 Common Stock 346286 I See Footnotes Option to purchase Common Stock 7.10 2020-12-31 Common Stock 355102 D The Reporting Person has voting and investment power over 140,276 shares of Common Stock and 58,842 shares of Series C Preferred Stock held of record by Thompson Holdings, LLP. The Reporting Person has voting and investment power over 409,366 shares of Series C Preferred C stock held of record by Thompson FP Food, LLC. The Series C Preferred Stock is convertible at any time and from time to time, and without the payment of additional consideration by the holder thereof, into such number of fully paid and nonassessable shares of Common Stock as is determined by dividing the Series C Original Issue Price by the Series C Conversion Price (as defined in the Second Amended and Restated Certificate of Incorporation of the Issuer) in effect at the time of conversion. The Common Stock underlying the Series C Preferred Stock has been adjusted for a 1-for-0.7396 stock split. The option vests in four equal annual installments beginning December 31, 2011. /s/Richard Kassar, as Attorney-in-fact for the Reporting Person 2014-11-06