0001209191-14-067160.txt : 20141106
0001209191-14-067160.hdr.sgml : 20141106
20141106201908
ACCESSION NUMBER: 0001209191-14-067160
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141106
FILED AS OF DATE: 20141106
DATE AS OF CHANGE: 20141106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freshpet, Inc.
CENTRAL INDEX KEY: 0001611647
STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040]
IRS NUMBER: 201884894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 PLAZA DRIVE, 1ST FLOOR
CITY: SECAUCUS
STATE: NJ
ZIP: 07094
BUSINESS PHONE: 201-520-4000
MAIL ADDRESS:
STREET 1: 400 PLAZA DRIVE, 1ST FLOOR
CITY: SECAUCUS
STATE: NJ
ZIP: 07094
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON RICHARD C
CENTRAL INDEX KEY: 0001241675
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36729
FILM NUMBER: 141202391
MAIL ADDRESS:
STREET 1: 400 PLAZA DRIVE 1ST FLOOR
CITY: SECAUCUS
STATE: NJ
ZIP: 07094
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2014-11-06
0
0001611647
Freshpet, Inc.
FRPT
0001241675
THOMPSON RICHARD C
C/O FRESHPET, INC.
400 PLAZA DRIVE, FLOOR 1
SECAUCUS
NJ
07094
1
1
0
0
Chief Executive Officer
Common Stock
140276
I
See Footnotes
Series C Preferred Stock
7.10
Common Stock
346286
I
See Footnotes
Option to purchase Common Stock
7.10
2020-12-31
Common Stock
355102
D
The Reporting Person has voting and investment power over 140,276 shares of Common Stock and 58,842 shares of Series C Preferred Stock held of record by Thompson Holdings, LLP. The Reporting Person has voting and investment power over 409,366 shares of Series C Preferred C stock held of record by Thompson FP Food, LLC.
The Series C Preferred Stock is convertible at any time and from time to time, and without the payment of additional consideration by the holder thereof, into such number of fully paid and nonassessable shares of Common Stock as is determined by dividing the Series C Original Issue Price by the Series C Conversion Price (as defined in the Second Amended and Restated Certificate of Incorporation of the Issuer) in effect at the time of conversion. The Common Stock underlying the Series C Preferred Stock has been adjusted for a 1-for-0.7396 stock split.
The option vests in four equal annual installments beginning December 31, 2011.
/s/Richard Kassar, as Attorney-in-fact for the Reporting Person
2014-11-06