0001411207-19-000123.txt : 20190510 0001411207-19-000123.hdr.sgml : 20190510 20190510162433 ACCESSION NUMBER: 0001411207-19-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190508 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RABAUT THOMAS W CENTRAL INDEX KEY: 0001241605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 19815282 MAIL ADDRESS: STREET 1: C/O CYTEC INDUSTRIES INC STREET 2: 5 GARRET MOUNTAIN PLAZA CITY: WEST PATERSON STATE: NJ ZIP: 07424 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-05-08 0001411207 Allison Transmission Holdings Inc ALSN 0001241605 RABAUT THOMAS W ONE ALLISON WAY INDIANAPOLIS IN 46222 1 0 0 0 Common Stock 2019-05-08 4 A 0 413 0 A 40851 D Common Stock 2019-05-08 4 M 0 2895 0 A 43746 D Restricted Stock Units 2019-05-08 4 M 0 2859 0 D Common Stock 2859 0 D Dividend Equivalent Rights 2019-05-08 4 M 0 36 0 D Common Stock 36 0 D Restricted Stock Units 2019-05-09 4 A 0 2880 0 A Common Stock 2880 2880 D These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. The number of shares of common stock received was calculated based on $45.36, which was the closing price of the Company's common stock on the date of grant. Settlement of restricted stock units ("RSUs") and related dividend equivalent. Includes 36 dividend equivalents. Each RSU represents a contingent right to receive one share of the Company's common stock. On May 10, 2018, the reporting person was granted 2,859 RSUs that vested on May 8,2019. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2019. The RSUs respresent the reporting person's annual equity award under the Policy. The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. /s/ Jacalyn C. Bolles, attorney-in-fact 2019-05-10