0001411207-19-000123.txt : 20190510
0001411207-19-000123.hdr.sgml : 20190510
20190510162433
ACCESSION NUMBER: 0001411207-19-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190508
FILED AS OF DATE: 20190510
DATE AS OF CHANGE: 20190510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RABAUT THOMAS W
CENTRAL INDEX KEY: 0001241605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 19815282
MAIL ADDRESS:
STREET 1: C/O CYTEC INDUSTRIES INC
STREET 2: 5 GARRET MOUNTAIN PLAZA
CITY: WEST PATERSON
STATE: NJ
ZIP: 07424
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-05-08
0001411207
Allison Transmission Holdings Inc
ALSN
0001241605
RABAUT THOMAS W
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
1
0
0
0
Common Stock
2019-05-08
4
A
0
413
0
A
40851
D
Common Stock
2019-05-08
4
M
0
2895
0
A
43746
D
Restricted Stock Units
2019-05-08
4
M
0
2859
0
D
Common Stock
2859
0
D
Dividend Equivalent Rights
2019-05-08
4
M
0
36
0
D
Common Stock
36
0
D
Restricted Stock Units
2019-05-09
4
A
0
2880
0
A
Common Stock
2880
2880
D
These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Fifth Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
The number of shares of common stock received was calculated based on $45.36, which was the closing price of the Company's common stock on the date of grant.
Settlement of restricted stock units ("RSUs") and related dividend equivalent.
Includes 36 dividend equivalents.
Each RSU represents a contingent right to receive one share of the Company's common stock.
On May 10, 2018, the reporting person was granted 2,859 RSUs that vested on May 8,2019.
Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2019.
The RSUs respresent the reporting person's annual equity award under the Policy.
The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
/s/ Jacalyn C. Bolles, attorney-in-fact
2019-05-10