0001959173-24-003086.txt : 20240430 0001959173-24-003086.hdr.sgml : 20240430 20240430153202 ACCESSION NUMBER: 0001959173-24-003086 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240430 DATE AS OF CHANGE: 20240430 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEM, INC. CENTRAL INDEX KEY: 0001758766 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 264466193 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39455 FILM NUMBER: 24896754 BUSINESS ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 937-7836 MAIL ADDRESS: STREET 1: 100 CALIFORNIA STREET, 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Transition Corp. DATE OF NAME CHANGE: 20200714 FORMER COMPANY: FORMER CONFORMED NAME: Star Peak Energy Acquisition Corp. DATE OF NAME CHANGE: 20181119 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Acquisition Corp. DATE OF NAME CHANGE: 20181109 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BUSH WILLIAM JOHN CENTRAL INDEX KEY: 0001241516 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 539 BRYANT STREET STREET 2: SUITE 403 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 144 1 primary_doc.xml 144 0001241516 XXXXXXXX LIVE 0001758766 STEM, INC. 001-39455 100 CALIFORNIA STREET, 14TH FLOOR SAN FRANCISCO CA 94111 (415) 937-7836 BUSH WILLIAM JOHN Officer Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

24035 45022.37 157773620 04/30/2024 NYSE Common 04/26/2024 Restricted Stock Vesting Issuer N 24035 04/26/2024 Compensation N William Bush

100 California Street 14th Floor San Francisco CA 94111

Common 02/16/2024 20367 64510.44 William Bush

100 California Street 14th Floor San Francisco CA 94111

Common 03/04/2024 10016 24793.61 William Bush

100 California Street 14th Floor San Francisco CA 94111

Common 03/08/2024 46034 100957.17 Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution. 04/30/2024 /s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for William Bush