X0306 4 2022-01-31 0001000230 OPTICAL CABLE CORP OCC 0001241189 WILKIN NEIL D JR 5290 CONCOURSE DRIVE ROANOKE VA 24019 1 1 1 Chairman, President and CEO Common Stock 2022-01-31 4 F 0 3445 4.72 D 985405 D Common Stock 22595 I By Wilkin Capital Fund I, LLC Common Stock 315 I By Daughter #1 Common Stock 315 I By Daughter #2 Common Stock 115 I By Daughter #3 Common Stock 315 I By Son 3,445 shares are being surrendered as allowed by the Company's Amended and Restated 2011 Stock Incentive Plan and 2017 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares. The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr. The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Neil D. Wilkin, Jr. 2022-02-01