X0306 4 2016-11-04 0 0000922521 FALCONSTOR SOFTWARE INC FALC 0001240887 KAUFMAN ALAN W C/O FALCONSTOR SOFTWARE, INC. 2 HUNTINGTON QUADRANGLE MELVILLE NY 11747 1 0 0 0 Common Stock 2016-11-04 4 A 0 15075 0 A 110075 D Represents shares of Restricted Stock granted under the FalconStor Software 2016 Incentive Stock Plan as payment for board of director fees related to services performed for the second and third quarters of 2016. Such shares fully vested on November 4, 2016. /s/ Daniel Murale as Attorney-in-Fact 2016-11-08