0000921895-16-006043.txt : 20161108 0000921895-16-006043.hdr.sgml : 20161108 20161108192628 ACCESSION NUMBER: 0000921895-16-006043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161104 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC CENTRAL INDEX KEY: 0000922521 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770216135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 777 5188 MAIL ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK PERIPHERALS INC DATE OF NAME CHANGE: 19940502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFMAN ALAN W CENTRAL INDEX KEY: 0001240887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23970 FILM NUMBER: 161982511 4 1 form404637006b_11082016.xml OWNERSHIP DOCUMENT X0306 4 2016-11-04 0 0000922521 FALCONSTOR SOFTWARE INC FALC 0001240887 KAUFMAN ALAN W C/O FALCONSTOR SOFTWARE, INC. 2 HUNTINGTON QUADRANGLE MELVILLE NY 11747 1 0 0 0 Common Stock 2016-11-04 4 A 0 15075 0 A 110075 D Represents shares of Restricted Stock granted under the FalconStor Software 2016 Incentive Stock Plan as payment for board of director fees related to services performed for the second and third quarters of 2016. Such shares fully vested on November 4, 2016. /s/ Daniel Murale as Attorney-in-Fact 2016-11-08