-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SfNkHCkCfO+2OAVQ0ild0YZk0DpVHBnwy9IUfRbUXawLo+7V0E/kuzuEhHPDTBMJ mv69IBMUH52R8GcDo0ngXQ== 0001240812-07-000004.txt : 20070817 0001240812-07-000004.hdr.sgml : 20070817 20070817151351 ACCESSION NUMBER: 0001240812-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070815 FILED AS OF DATE: 20070817 DATE AS OF CHANGE: 20070817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nicholas-Applegate Equity & Convertible Income Fund CENTRAL INDEX KEY: 0001383441 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: C/O ROPES & GRAY LLP CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-951-7000 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: C/O ROPES & GRAY LLP CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: Nicholas-Applegate Equity & Income Capture Fund DATE OF NAME CHANGE: 20061213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STICKNEY WILLIAM CENTRAL INDEX KEY: 0001240812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21989 FILM NUMBER: 071065051 MAIL ADDRESS: STREET 1: C/O ALLIANZ EQUITY ADVISORS STREET 2: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-08-15 0 0001383441 Nicholas-Applegate Equity & Convertible Income Fund NIE 0001240812 STICKNEY WILLIAM C/O ALLIANZ EQUITY ADVISORS 1345 AVE OF THE AMERICAS NEW YORK NY 10105 0 0 0 1 Affiliated Person Common Stock 2007-08-15 4 P 0 1500 20.6 A 1500 D Nicholas-Applegate Capital Management LLC ("NACM") is an investment adviser of the Issuer. Mr. Stickney is a portfolio manager who is involved with the day-to-day management of the Issuer. Lagan Srivastava, Attorney in fact for William Stickney 2007-08-17 -----END PRIVACY-ENHANCED MESSAGE-----