0001127602-16-061579.txt : 20160831 0001127602-16-061579.hdr.sgml : 20160831 20160831131335 ACCESSION NUMBER: 0001127602-16-061579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160829 FILED AS OF DATE: 20160831 DATE AS OF CHANGE: 20160831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEVRY EDUCATION GROUP INC. CENTRAL INDEX KEY: 0000730464 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 363150143 STATE OF INCORPORATION: DE FISCAL YEAR END: 0811 BUSINESS ADDRESS: STREET 1: 3005 HIGHLAND PARKWAY CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 6305157700 MAIL ADDRESS: STREET 1: 3005 HIGHLAND PARKWAY CITY: DOWNERS GROVE STATE: IL ZIP: 60515 FORMER COMPANY: FORMER CONFORMED NAME: DEVRY EDUCATION GROUP DATE OF NAME CHANGE: 20131105 FORMER COMPANY: FORMER CONFORMED NAME: DEVRY INC DATE OF NAME CHANGE: 19940218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAYLOR RONALD L CENTRAL INDEX KEY: 0001239938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13988 FILM NUMBER: 161862798 MAIL ADDRESS: STREET 1: DEVRY INC STREET 2: 3005 HIGHLAND PARKWAY CITY: DOWNERS GROVE STATE: IL ZIP: 60515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-08-29 0000730464 DEVRY EDUCATION GROUP INC. DV 0001239938 TAYLOR RONALD L 3005 HIGHLAND PARKWAY DOWNERS GROVE IL 60515 1 Senior Advisor/Director Common Stock 2016-08-29 4 M 0 900 21.62 A 740199 D Common Stock 2016-08-29 4 S 0 900 23.50 D 739299 D Common Stock 2016-08-30 4 M 0 4100 21.62 A 743399 D Common Stock 2016-08-30 4 S 0 4100 23.5265 D 739299 D Common Stock 1000 I By Daughter Common Stock 1000 I By Daughter 1 Common Stock 800 I By Daughter D Common Stock 1000 I By Daughter M Incentive Stock Option (Right to Buy) 21.62 2016-08-29 4 M 0 900 0 D 2007-10-03 2016-10-03 Common Stock 900 7450 D Incentive Stock Option (Right to Buy) 21.62 2016-08-30 4 M 0 4100 0 D 2007-10-03 2016-10-03 Common Stock 4100 3350 D The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in three equal installments beginning on the anniversary of the transaction date. The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. The stock units vest on the fourth anniversary of the transaction date. The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. The restricted stock units vest in four equal installments beginning on the anniversary of the transaction date. The restricted stock units and the stock appreciation rights reported in this Form 4 were granted to the reporting person to replace the value of stock option grants the reporting person was told he was receiving in 2008, 2010, 2011, and 2012 but were not fulfilled to the extent they exceeded the limit on the number of stock options that may be granted to any individual participant in a one-year period under the DeVry Inc. Amended and Restated 2005 Incentive Plan. This option vests at 20% per year. This option will be fully vested at the end of the 5th year. This option was issued in two parts- one as an ISO and the other as a non-qualified option due to the ISO limitations. /s/ Gregory S. Davis for Ronald L. Taylor 2016-08-31