0001445305-14-000126.txt : 20140127 0001445305-14-000126.hdr.sgml : 20140127 20140127164053 ACCESSION NUMBER: 0001445305-14-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140123 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2851 COMMERCE ST CITY: BLACKSBURG STATE: VA ZIP: 24060 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 1 RIVERSIDE CIRCLE STREET 2: SUITE 400 CITY: ROANOKE STATE: VA ZIP: 24016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Kent A CENTRAL INDEX KEY: 0001362851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 14549348 MAIL ADDRESS: STREET 1: LUNA INNOVATIONS INCORPORATED STREET 2: 2851 COMMERCE STREET CITY: BLACKSBURG STATE: VA ZIP: 24060 4 1 wf-form4_139085884208805.xml FORM 4 X0306 4 2014-01-23 1 0001239819 LUNA INNOVATIONS INC LUNA 0001362851 Murphy Kent A C/O LUNA INNOVATIONS INCORPORATED 1 RIVERSIDE CIRCLE, SUITE 400 ROANOKE VA 24016 0 0 1 0 Common Stock 2014-01-23 4 S 0 1072022 1.8659 D 1738364 D Common Stock 2014-01-24 4 S 0 389641 1.6954 D 1348723 D Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $1.855 to $2.15 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $1.70 to $1.85 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Talfourd H. Kemper, Jr., Attorney-In-Fact 2014-01-27