0001239819-24-000120.txt : 20241021 0001239819-24-000120.hdr.sgml : 20241021 20241021171225 ACCESSION NUMBER: 0001239819-24-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241016 FILED AS OF DATE: 20241021 DATE AS OF CHANGE: 20241021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phelan William Lawrence CENTRAL INDEX KEY: 0001811814 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 241384134 MAIL ADDRESS: STREET 1: 1775 WEST OAK COMMONS COURT NE CITY: MARIETTA STATE: GA ZIP: 30062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 4 1 wk-form4_1729545139.xml FORM 4 X0508 4 2024-10-16 0 0001239819 LUNA INNOVATIONS INC LUNA 0001811814 Phelan William Lawrence 301 1ST STREET, SW SUITE 200 ROANOKE VA 24011 0 1 0 0 Chief Financial Officer 0 Common Stock 2024-10-16 4 A 0 150000 0 A 150000 D This transaction is being reported late due to an administrative error. Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in one installment on October 16, 2025, subject to the Reporting Person's continued service with the Company through such vesting date. /s/ Ryan Stewart, Attorney-In-Fact 2024-10-21