0001239819-23-000080.txt : 20230526
0001239819-23-000080.hdr.sgml : 20230526
20230526161824
ACCESSION NUMBER: 0001239819-23-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230524
FILED AS OF DATE: 20230526
DATE AS OF CHANGE: 20230526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coe Pamela L
CENTRAL INDEX KEY: 0001562334
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52008
FILM NUMBER: 23969186
MAIL ADDRESS:
STREET 1: C/O EXPEDIA, INC.
STREET 2: 333 108TH AVENUE NE
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUNA INNOVATIONS INC
CENTRAL INDEX KEY: 0001239819
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
BUSINESS PHONE: 540-769-8400
MAIL ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
4
1
wf-form4_168513227624167.xml
FORM 4
X0407
4
2023-05-24
0
0001239819
LUNA INNOVATIONS INC
LUNA
0001562334
Coe Pamela L
301 1ST STREET, SW
SUITE 200
ROANOKE
VA
24011
1
0
0
0
0
Stock Units
2023-05-24
4
A
0
7102
0
A
Common Stock
7102.0
36468.29
D
Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.
This grant was awarded in connection with Ms. Coe's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to the amount of $63,000 divided by $8.87, the closing price of the issuer's stock on the Nasdaq Capital Market on May 24, 2023, the date of grant.
The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholder's, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date.
/s/ Scott A. Graeff, Attorney-In-Fact
2023-05-26