0001239819-20-000060.txt : 20200513 0001239819-20-000060.hdr.sgml : 20200513 20200513182456 ACCESSION NUMBER: 0001239819-20-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200511 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pastor Donald CENTRAL INDEX KEY: 0001363490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 20874740 MAIL ADDRESS: STREET 1: 2925 BOARDWALK CITY: ANN ARBOR STATE: MI ZIP: 48104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 4 1 wf-form4_158940867811687.xml FORM 4 X0306 4 2020-05-11 0 0001239819 LUNA INNOVATIONS INC LUNA 0001363490 Pastor Donald 301 1ST STREET, SW, SUITE 200 ROANOKE VA 24011 1 0 0 0 Common Stock 2020-05-11 4 A 0 5326 7.04 A 149505 D Consists of restricted stock units that are convertible into issuer's common stock on a 1-for-1 basis. This grant was awarded in connection with Mr. Pastor's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded was equal to $37,500 divided by $7.04, the closing price of the issuer's common stock on the Nasdaq Capital Market on May 11, 2020, the date of grant. The stock units will vest fully on the earlier of the one year anniversary of the date of grant or issuer's the next annual meeting of stockholders. /s/ Scott A. Graeff, Attorney-In-Fact 2020-05-13