0001239819-20-000060.txt : 20200513
0001239819-20-000060.hdr.sgml : 20200513
20200513182456
ACCESSION NUMBER: 0001239819-20-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200511
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pastor Donald
CENTRAL INDEX KEY: 0001363490
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52008
FILM NUMBER: 20874740
MAIL ADDRESS:
STREET 1: 2925 BOARDWALK
CITY: ANN ARBOR
STATE: MI
ZIP: 48104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUNA INNOVATIONS INC
CENTRAL INDEX KEY: 0001239819
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
BUSINESS PHONE: 540-769-8400
MAIL ADDRESS:
STREET 1: 301 FIRST STREET SW
STREET 2: SUITE 200
CITY: ROANOKE
STATE: VA
ZIP: 24011
4
1
wf-form4_158940867811687.xml
FORM 4
X0306
4
2020-05-11
0
0001239819
LUNA INNOVATIONS INC
LUNA
0001363490
Pastor Donald
301 1ST STREET, SW, SUITE 200
ROANOKE
VA
24011
1
0
0
0
Common Stock
2020-05-11
4
A
0
5326
7.04
A
149505
D
Consists of restricted stock units that are convertible into issuer's common stock on a 1-for-1 basis.
This grant was awarded in connection with Mr. Pastor's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded was equal to $37,500 divided by $7.04, the closing price of the issuer's common stock on the Nasdaq Capital Market on May 11, 2020, the date of grant.
The stock units will vest fully on the earlier of the one year anniversary of the date of grant or issuer's the next annual meeting of stockholders.
/s/ Scott A. Graeff, Attorney-In-Fact
2020-05-13