0001239819-20-000014.txt : 20200110 0001239819-20-000014.hdr.sgml : 20200110 20200110170227 ACCESSION NUMBER: 0001239819-20-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200108 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nestro Gene CENTRAL INDEX KEY: 0001795637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 20521845 MAIL ADDRESS: STREET 1: C/O LUNA INNOVATIONS, INC. STREET 2: 301 1ST STREET, SW, SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 4 1 wf-form4_157869372869305.xml FORM 4 X0306 4 2020-01-08 0 0001239819 LUNA INNOVATIONS INC LUNA 0001795637 Nestro Gene C/O LUNA INNOVATIONS INCORPORATED 301 1ST STREET, SW, SUITE 200 ROANOKOE VA 24011 0 1 0 0 Chief Financial Officer Common Stock 2020-01-08 4 A 0 15600 0 A 65600 D Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the Issuer. The restricted units vest in three equal annual installments from January 8, 2020, subject to the Reporting Person's continued service with the Company as of each vesting date. /s/ Scott A. Graeff, Attorney-In-Fact 2020-01-10