0001239819-19-000103.txt : 20190821 0001239819-19-000103.hdr.sgml : 20190821 20190821165652 ACCESSION NUMBER: 0001239819-19-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190819 FILED AS OF DATE: 20190821 DATE AS OF CHANGE: 20190821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carilion Clinic CENTRAL INDEX KEY: 0001363589 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 191043534 BUSINESS ADDRESS: STREET 1: EDWARD MURPHY, M.D. STREET 2: 213 SOUTH JEFFERSON STREET, SUITE 807 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-981-7893 MAIL ADDRESS: STREET 1: EDWARD MURPHY, M.D. STREET 2: 213 SOUTH JEFFERSON STREET, SUITE 807 CITY: ROANOKE STATE: VA ZIP: 24011 FORMER NAME: FORMER CONFORMED NAME: Carilion Health System DATE OF NAME CHANGE: 20060519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 4 1 wf-form4_156642099469244.xml FORM 4 X0306 4 2019-08-19 0 0001239819 LUNA INNOVATIONS INC LUNA 0001363589 Carilion Clinic C/O LUNA INNOVATIONS INCORPORATED 301 1ST STREET SW, SUITE 200 ROANOKE VA 24011 0 0 1 0 Common Stock 2019-08-19 4 S 0 29768 6.02 D 1634562 D Common Stock 2019-08-20 4 S 0 68732 6.04 D 1565830 D Common Stock 2019-08-21 4 S 0 1500 6.01 D 1564330 D Price reflected is a weighted-average sale price for the shares sold. The range of sales prices for the transaction reported was $6.00 - $6.05 per share, inclusive. The reporting person is undertaken to provide upon request of the staff, the issuer, or a secondary holder of the issuer, full information regarding the number of shares sold at each price. Price reflected is a weighted-average sale price for the shares sold. The range of sales prices for the transaction reported was $6.00 - $6.08 per share, inclusive. The reporting person is undertaken to provide upon request of the staff, the issuer, or a secondary holder of the issuer, full information regarding the number of shares sold at each price. /s/ Robert Vaughan,Treasurer, Carilion Clinic 2019-08-21